- SMBC (New York, NY)
- …to its employees. **Role Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. ... to the Coverage and Capital Markets/Structured Finance Solutions Vertical Business Control Officer . **Role Responsibilities**...risk assessments (eg, RCSAs), as required * Ensures the business unit is operating in compliance with… more
- Citigroup (Getzville, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control -related functions in the financial services industry.… more
- SUNY College of Environmental Science and Forestry (Syracuse, NY)
- …Job Description: Budget Title: Budget Control Officer Campus Title: Budget Control Officer Unit: Business Office Professional Rank and Salary: MP-4, ... $78,000 - $85,000 Location: Syracuse Description of Duties: The Business Office at The State University of New York...(ESF) in Syracuse, NY, invites applications for a Budget Control Officer . This role oversees campus budget… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the duties of the BURM ... ( Business Unit Risk Manager) for Operations. The associate will...trends, and external risk events for potential impact to control environment + Audit/ Compliance + Assist in… more
- Citigroup (Getzville, NY)
- …to meet internal and external deliverables across the Client Controls team. The Client Organization- Control Design Assessment Officer will be part of a team of ... + Handles exception communications by confirming proposed outliers and reviewing them with control owners and in- business risk and control team members… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...Annual Reports and NFA Annual Questionnaire); + Evaluating new business initiatives to ensure compliance issues are… more
- SMBC (New York, NY)
- …2nd Line of Defense risk assessments (eg, RCSAs), as required. + Ensures the business unit is operating in compliance with applicable laws, rules, and ... policies, standards, and procedures, disseminating best-practice guidance. + Assess business -unit level key metrics to ensure operational effectiveness, establish… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the… more
- KeyBank (NY)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable insights to business … more
- SMBC (New York, NY)
- …employees. **Role Description** The position will report to the Head of Americas Control Room. Performs core Control Room advisory and monitoring functions ... including interaction with business functions, Watch and Restricted list maintenance, and deal...maintenance, and deal updates **Role Objectives** + Performs core Control Room advisory and monitoring functions. This requires interacting… more