- KeyBank (Buffalo, NY)
- …superior client service, proactively driving the process, collaborating with line of business (LOB) and third parties, and adhering to specific procedures to ... to be satisfied. Adheres to all KeyBank and regulatory compliance procedures, including but not limited to Office of...including but not limited to Office of Foreign Assets Control (OFAC), Patriot Act, Beneficial Owner, and Flood, and… more
- Citigroup (New York, NY)
- …to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues ... provides support to members of the Wealth COO leadership team ( Business Execution Leads) by handling correspondence, managing calendars and appointments, arranging… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000...management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's… more
- MTA (New York, NY)
- …SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- ... Compliance Director Job ID: 10801 Business ...and integrity program as are delegated by the Chief Compliance Officer or identified compliance … more
- University of Rochester (Rochester, NY)
- …and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and monitoring ... Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- American Express (New York, NY)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. **Enterprise ...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- American Express (New York, NY)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... across the first line via the AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. The Enterprise Control … more
- American Express (New York, NY)
- …(B2B) Payments including digital capabilities and payment automation initiatives. This Line of Business Compliance Officer (LOBCO) second line of defense ... related to these areas. This person will provide strategic compliance expertise to drive innovation for the business...regulations for commercial B2B products, features and processes. This Compliance Officer will be an essential contact… more
- TD Bank (New York, NY)
- …risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of Directors, ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Global Internal Control and Compliance Departments, and other key… more