- American Express (New York, NY)
- …(Tech) business unit. This role will lead an organization of line of business compliance officer teams across American Express' Global Shared Services. ... place to mitigate compliance risk. + Represent Compliance as a member of the relevant business...control teams as required. + Effectively manage the Compliance Issue Management process and ensure appropriate decisioning of… more
- Citigroup (New York, NY)
- Serves as a function/ business /product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product...well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with… more
- Trustco Bank (Schenectady, NY)
- **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No ... compliance risk assessment process and the completion of routine compliance control testing and monitoring. **ESSENTIAL DUTIES AND RESPONSIBILITIES** include… more
- Stony Brook University (Stony Brook, NY)
- …research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as assigned. ... control weakness; reduce the potential adverse effects of non- compliance ; and develop/assure that effective corrective actions are implemented, as appropriate.… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to ... impacts * Maintain a culture of risk management and control , supported by effective processes in alignment with risk...and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. ** Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global ... Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe,… more
- ManpowerGroup (Albany, NY)
- …political landscape and be able to translate new developments to potential compliance impacts. 4-year business , law, or public administration degree. Auditing, ... needs and objectives, in consultation with client's Counsel and Internal Controls Officer . Develop and implement compliance training for staff. Ensure complete… more
- American Express (New York, NY)
- …and together, you will help us define the future of American Express. ** Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global ... Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe,… more
- City National Bank (New York, NY)
- …THE OPPORTUNITY? This position will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business ... and control perspectives other members of the Business Control team and Business ...Act as the business teams' liaison for business line risk management, compliance activities, legal… more
- Capital One (New York, NY)
- …conducting risk assessments, identifying and mitigating risk, developing mitigation plans, business initiatives, and other risk management and control activities ... who in turn reports to Capital One's Chief AML Officer (CAMLO). We are seeking a candidate with deep...ideal candidate will be a seasoned risk management and compliance professional with strategic leadership skills, strong business… more