- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to ... system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict scenarios + Monitor… more
- Scotiabank (New York, NY)
- …motivates the team by fostering an inclusive work environment; communicating vison/values/ business strategy and managing succession and development planning for ... and Compliance Department initiatives by actively participating in relevant business forums and internal meetings. + Provide compliance support for… more
- Raymond James Financial, Inc. (New York, NY)
- …of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive strategic ... the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the development...Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to support… more
- City National Bank (New York, NY)
- …role will be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable ... functions. * Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance… more
- MTA (Jamaica, NY)
- Compliance Manager Job ID: 9516 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief ... and + A minimum of 5 years' experience in Compliance , Audit, Legal, Human Resources, Organizational Development ,...related field. + Extensive knowledge of MTA operations and business activities. + Detailed knowledge of Corporate Compliance… more
- Honeywell (NY)
- As a **Strategic Business Development Manager** here at Honeywell, you will be responsible for developing and implementing strategies to drive Honeywell ... HAVE** + 3+ years of experience in customer success, account management, or business development + Experience in building automation solutions + Proven track… more
- American Express (New York, NY)
- …in this role?** This position will play a critical role within the Line of Business Compliance (LOBCO) team supporting the US Consumer Marketing Compliance ... and innovation by monitoring the overall effectiveness of the business compliance program via Compliance ...counseling support through our Healthy Minds program + Career development and training opportunities For a full list of… more
- City National Bank (New York, NY)
- …of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls ... functions * Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance… more
- BMO Financial Group (New York, NY)
- …and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure ... regulatory requirements and developments. Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- Skanska (Queens, NY)
- …is required. + Candidate must have specific work experience in DBE and Small Business Compliance + Bachelor's Degree required, a relevant advanced degree or JD ... Business Unit's DBE Management Policy and the DBE Compliance Program and Manual. The UDCO reports directly to...we're one of the world's largest construction and project development companies. With operations in select markets throughout the… more