- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to ... and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...Annual Reports and NFA Annual Questionnaire); + Evaluating new business initiatives to ensure compliance issues are… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who...for advising in the individuals within the various Marex Business lines from a Compliance perspective. Marex… more
- Marex (New York, NY)
- …to ensure Americas Compliance Calendar deadlines are achieved. + Work with business partners (ie, Surveillance , IT, Operations etc.) to develop and enhance ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide … more
- BMO Financial Group (New York, NY)
- …surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal partners to ensure ... regulatory requirements and developments. Maintain functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- New York State Civil Service (White Plains, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Spanish Language) - White Plains (NY HELPS) Occupational Category Enforcement or ... Plains State NY Zip Code 10605 Duties Description As an Investigative Officer 1 (Spanish Language), you would independently undertake investigations requiring the… more
- JPMorgan Chase (New York, NY)
- …of security and safety policies and procedures, regulatory and legislative compliance , Security Guard management, alarm response, branch and corporate building ... physical crime investigations, workplace violence, fire and life safety. As a Security Officer within the Global Security Team, you will be responsible for ensuring… more