- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present… more
- Wells Fargo (Charlotte, NC)
- …daily alerts related to FICC Trade Surveillance + Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + ... role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance . Learn more...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- Wells Fargo (Charlotte, NC)
- …to provide expertise to key aspects of the bank's controls and trade surveillance framework within the First Line business . The successful candidate will ... business and wider organization including but not limited to trade surveillance , conflicts of interest, unauthorized trading, compliance with key regulations,… more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... Wells Fargo is seeking a Senior Lead Credit Risk Officer as a part of Wells Fargo's second line...jobs which approve and provide challenge to line of business credit products, programs, transactions, and policies, and participate… more
- Wells Fargo (Charlotte, NC)
- …the business and wider organization including but not limited to surveillance , conflicts of interest, and compliance with regulations, including Regulation ... 7+ years of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through… more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... Learn more about the career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . Wells Fargo is seeking.... Wells Fargo is seeking a Lead Credit Risk Officer as a part of Wells Fargo's second line… more
- Wells Fargo (Charlotte, NC)
- …the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during ... role:** Wells Fargo is seeking a Lead Credit Risk Officer . The successful candidate will report to the head...and industry trends + Liaison between the lines of business and credit risk teams, translating strategic goals into… more
- Bank of America (Charlotte, NC)
- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... on internal control discipline and operational excellence withinChief Financial Officer (CFO) Organization. Key responsibilities include executing CFO processes and… more
- Wells Fargo (Charlotte, NC)
- …with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in Canada: Applications for ... hazards; control vehicular and pedestrian access to the facility in compliance with established procedures + Perform routine customer support, operational and… more
- Bank of America (Charlotte, NC)
- …+ Active Listening + Issue Management + Liquidity Management + Monitoring, Surveillance , and Testing + Regulatory Compliance **Shift:** 1st shift (United ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more