- BMO Financial Group (New York, NY)
- …options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive ... and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. Develops and monitors… more
- TD Bank (New York, NY)
- …and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight of process mapping and risk ... of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer,...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- Bank of America (New York, NY)
- …markets sales and trading business practices to provide proactive identification, oversight and escalation of compliance and operational risks through the ... Director; Compliance and Operational Risk Manager New...trading business practices to provide proactive identification, oversight and escalation of compliance and operational… more
- TD Bank (New York, NY)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- American Express (New York, NY)
- …innovation across the deposit portfolio. **Responsibilities:** + Provide Compliance oversight , guidance and challenge to business stakeholders on ... The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits business , as well as… more
- American Express (New York, NY)
- …laws, and regulations in US. Strong focus will be dedicated to second line compliance oversight of business initiatives like assessing US Consumer ... Complaint monitoring, and other areas. **Responsibilities:** + Provide Compliance oversight , guidance and challenge to business stakeholders on compliance… more
- Capital One (New York, NY)
- …framework, the Senior Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and ... payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this time, Capital One… more
- KeyBank (NY)
- …& Fiduciary is responsible for leading and executing independent compliance oversight across KeyBank's Wealth and Fiduciary business lines. Operating within ... the growing, formalization and socialization of a robust 2LOD Compliance oversight program over the fiduciary space....reporting, including credible review and challenge over line of business risk taking activities and decision. The role may… more
- KeyBank (Amherst, NY)
- …collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility… more
- Cardinal Health (Albany, NY)
- …to improve the lives of people every day. We are seeking a **strategic** and **experienced** ** Manager of IT Compliance ** , and in this role, you will have the ... functions, and help shape the future of our IT compliance strategy. **_Job Overview:_** Manager of IT...with the leader as well as provide direction and oversight across a broad set of compliance … more