- KeyBank (Amherst, NY)
- …sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or compliance (eg - CFIRS ( Certified Fiduciary & Investment Risk ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Fujifilm (Albany, NY)
- …Act) and global compliance frameworks (eg, FCPA, UK Bribery Act). + Certified Compliance & Ethics Professional (CCEP) + Experience in the development, ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...Holdings America Corporation ("HLUS") Department reporting to the Corporate Compliance Director. The Compliance Manager will be… more
- TD Bank (New York, NY)
- …firm or regulator is preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is...for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President to join… more
- City National Bank (New York, NY)
- …agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). ... * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the… more
- Capital One (New York, NY)
- …institution + CIPP ( Certified International Privacy Professional) or CRCM ( Certified Regulatory Compliance Manager) certification At this time, Capital One ... Compliance Privacy Advisor, Manager Manager, Compliance Privacy Advisor The Capital One Privacy Compliance & Risk team is seeking a Manager, Compliance … more
- Capital One (New York, NY)
- …legal or audit + 6+ years experience in payment operations + CRCM ( Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified ... AML Compliance Enterprise Payments Advisory Manager **The Anti-Money Laundering...Payments Advisory Manager **The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager** performs a key second-line risk management… more
- TD Bank (New York, NY)
- …back when regulations or interpretations warrant escalation or re-evaluation. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- Meta (New York, NY)
- …(CISA) - Certified in Risk and Information Systems Control (CRISC) - Certified Compliance & Ethics Professional (CCEP) - Certified Internal Auditor ... is the central force behind integrity risk management and compliance for Meta and our family of apps. We're...our family of apps. We're seeking experienced professionals in compliance , risk management, and integrity to help protect Meta's… more
- MUFG (New York, NY)
- …Auditor (CIA) * Relevant certification in Financial Crimes (eg, CAMS) preferred * Certified Regulatory Compliance Manager (CRCM) * Certified Anti-Money ... will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of...the CIA, CPA, or CFSA, are highly desirable * Certified Public Accountant (CPA) or Certified Internal… more
- WMCHealth (Valhalla, NY)
- …Healthcare Administration, or a related field, preferred. Licenses / Certifications: Certified in Healthcare Compliance (CHC), preferred Other: Confidentiality: ... Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla,...Provider Solutions Inc. City/State: Valhalla, NY Category: Executive/Management Department: Compliance - WMC Health Union: No Position: Full Time Hours:… more