- Citigroup (Tampa, FL)
- …: + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control -related functions in the financial services industry. ... of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. + Help collaborate with business and functions to understand the… more
- Citigroup (Tampa, FL)
- …in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role. **Responsibilities** : + ... of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. + Review new or revised regulations and perform gap analysis… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Monitoring, Issue Tracking, Application Access Management, Separation of Duties, Dual Control , and support for internal audits and regulatory examinations. Develop ... and Responsibilities** *Identifies, reviews, assesses and documents risk management and control issues in assigned business processes related to business continuity,… more
- Citigroup (Jacksonville, FL)
- …requires a solid understanding of regulatory requirements, data transfer processes, and control frameworks. The AVP will contribute to the implementation of Citi's ... of new regulatory changes, contributing to data security initiatives to ensure compliance with data security standards. + **Contribute to Data Enablement Strategy:**… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …within IBM OpenPages or similar issue management GRC Tools + Work with IT control owners to drive control remediation based on issues identified within audits ... or control assurance testing function + Aid in the implementation...tests + Support development for ServiceNow GRC, Policy and Compliance , or Integrated Risk Management (IRM) modules. + Understand… more
- MUFG (Tampa, FL)
- …to: 1) OFAC, Japanese Foreign Exchange Law (JMOF), BSA/AML, and various other Compliance related matters as they pertain to the business conducted by the Money ... 4) Management Reporting functions. **Responsibilities:** _Ensure MTD's adherence to MUFG's Compliance Policies_ : + Monitor and process all manual review… more
- Citigroup (Tampa, FL)
- …stakeholders, including Businesses and Functions, Technology, Internal Audit and Compliance . Excellent communication skills required to influence a wide range ... action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role that will work with… more
- Citigroup (Miami, FL)
- …waive fees or reverse account charges or issue refunds within policy. ** Compliance /documentation/ control :** + Thoroughly understand and apply all Citi Private ... service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and… more
- MUFG (Tampa, FL)
- …Documentary Collections- Incoming and Outgoing/ Checks (b) US compliance regulation checks/screening/data entry; and (c) acceptances/payments, Reimbursement claims. ... Functions: (1) Document Review (2) Transaction Processing, (3) Transaction Control , and (4) Investigation (5) Documentary Collections **Essential Functions**… more
- Huntington Ingalls Industries (Hurlburt Field, FL)
- …procedures to control construction site access are implemented, and ensuring compliance with all ICD/ICS 705 requirements during all phases of construction or ... operations. + Obtains rulings, interpretations, and acceptable deviations for compliance with regulations from government agencies. + Prepares manuals outlining… more