• Associate General Counsel, Global Trade

    Meta (New York, NY)
    …and anti-corruption compliance -related matters. 16. Experience conducting internal investigations relating to corporate global trade compliance ... Meta seeks a highly motivated team player with export and import compliance counseling experience to serve as Associate General Counsel, Global Trade. This… more
    Meta (03/04/25)
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  • Manager, Controlled Substances Compliance

    Mallinckrodt Pharmaceuticals (Hobart, NY)
    Job Title Manager, Controlled Substances Compliance Requisition JR000014914 Manager, Controlled Substances Compliance (Open) Location Hobart, NY Additional ... Job Description Summary Job Description The Manager of Controlled Substances Compliance oversees and continuously monitors complex processes related to the handling… more
    Mallinckrodt Pharmaceuticals (04/15/25)
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  • Director, Product Compliance & Regulatory…

    Ross Stores, Inc. (New York, NY)
    …The position will also assist in developing, implementing, and monitoring compliance training, business investigations , legal research, project management and ... in driving desired results related to litigation matters, product/merchant related investigations , ad hoc client inquires, and compliance /regulatory projects *… more
    Ross Stores, Inc. (04/01/25)
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  • Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180.000,00 - 301.500,00 _Please note that the Salary Range shown is a guideline ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
    Scotiabank (05/14/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for… more
    SMBC (05/12/25)
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  • Head of Broker Compliance

    Axis (New York, NY)
    …internal stakeholders and external brokers. * Experience managing regulatory audits, investigations , and enforcement actions. * Proficiency in compliance ... returns for our shareholders. We also proudly maintain an entrepreneurial, disciplined and ethical corporate culture. As a member of AXIS, you join a team that is… more
    Axis (05/16/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local ... a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall … more
    SMBC (05/12/25)
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  • Senior Compliance Officer - US Markets…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering… more
    TD Bank (04/30/25)
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  • Group Manager, FCRM Name Screening CoE

    TD Bank (New City, NY)
    …Crime Risk Management (FCRM) Group is responsible for the detection, investigation , and reporting of potential money laundering and terrorist financing activities ... TD Bank's anti-money laundering and anti-terrorist financing risk, sanctions, and compliance obligations. The Name Screening Operations team screens against various… more
    TD Bank (05/21/25)
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  • Sr. Specialist, Trade Compliance

    L3Harris (Rochester, NY)
    …domains in the interest of national security. Job Title: Sr Specialist, Trade Compliance Job Code: 23703 Job Location: Rochester, NY Job Schedule: 9/80: Employees ... worked - and have every other Friday off Job Description: The L3Harris Trade Compliance department is an important piece of the international business segment. As a… more
    L3Harris (05/10/25)
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