- Nestle (Holbrook, NY)
- …& Environmental conditions and behaviors. As the SH&E Specialist you ensure compliance with regulations and company policies, routinely interact with employees on ... strategies, programs and procedures, responsibilities include via hands on counsel , supervision, assessment and implementation of: + Champions and develops… more
- TD Bank (New York, NY)
- …portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while aligning with ... markets regulatory requirements to business lines, clients and their legal counsel in an efficient, business-friendly manner + Participates in client meetings… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …5+ years related experience managing administrative matters for a legal or compliance office, or equivalent combination of education and experience. Must include ... casework. Preferred Experience: 5+ years Experience working in a legal/ compliance /investigatory setting for government or higher education. Required Skills,… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other... operating procedures + Ensure that KYC/AML and other compliance norms are strictly adhered to + Partner with… more
- Citigroup (New York, NY)
- …Responsibilities** : + Review credit request for new standard/program loans for compliance with product program and core credit policies. + Underwrite and structure ... appropriate risk-return characteristics. + Negotiate documentation, including obtaining external counsel opinion if required. Ensure execution of transactions in… more
- University of Rochester (Rochester, NY)
- …meet eligibility criteria prior to program entry. + Maintain compliance records (eg, transcripts, test scores, certifications, immunization/clinical requirements if ... applicable). + Develop and manage systems for monitoring prerequisite completion and compliance deadlines. + Coordinate with academic advisors and faculty to resolve… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other... operating procedures. + Ensure that KYC/AML and other compliance norms are strictly adhered. + Partner with all… more
- City of New York (New York, NY)
- …the Office of Quality Assurance and Fiscal Integrity to aggressively monitor compliance with agency policy and the changes under welfare reform. PERT reviewers ... actions in the areas of Applications, Recertification and lawsuit compliance . PERT reviews are designed to ensure program ...in the review for electronic transmission to NYC Corporation Counsel . - Conduct case reviews of applications for cash… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other... operating procedures + Ensure that KYC/AML and other compliance norms are strictly adhered to + Partner with… more
- Citigroup (New York, NY)
- …to identify any vulnerabilities related to the issuance process. + ** Compliance Risk:** Ensure that all activities comply with regulatory requirements, including ... and constructive relationships with senior leaders across Investment Banking, Compliance , Legal, and other control functions. + **Training and Mentoring:**… more