- LSI Solutions (Victor, NY)
- …Rest-of-World (ROW) regulatory approvals, while maintaining full Quality and Regulatory compliance with all standards that govern the design, development, ... + Act as coordinator for receiving, processing, tracking, investigating, and reporting of customer complaints from initiation to closeout. + Prepare and send… more
- Danaher Corporation (Cortland, NY)
- …, and liaison with regulatory bodies. Investigates and resolves compliance problems, questions and complaints . Audits and evaluates current policies, ... Industrial QMS that provides compliance to relevant international standards, customer requirements and regulatory requirements. + Maintains oversight of … more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... Compliance Complaint/Marketing Review team reviews marketing materials and complaints , tracks remediation efforts and assists in remediation of Compliance… more
- TD Bank (New York, NY)
- …efforts for new and updated state laws, ensuring effective business adoption and compliance . + Monitor regulatory complaints , business reports, and key ... into a senior or leadership role. + CRCM preferred ** Customer Accountabilities:** + Proactively advises the business of new...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- TD Bank (New York, NY)
- …investment area; especially with in the OCC regulatory frame work** ** Customer Accountabilities:** + Works with Compliance partners and other related groups ... **Prior testing, audit or business operations experience in areas involving regulatory compliance .** + **Detail oriented and well-developed organizational, time… more
- American Express (New York, NY)
- …an effective control environment. The Director will review new Bank products and monitor customer complaints , findings issued by the second and third lines of ... conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree… more
- American Express (New York, NY)
- …customer -facing materials- marketing, letters, disclosures, digital journeys, etc. ** Regulatory Change Management:** + Executing impact assessments for ... compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation, and corrective action planning + Coordinate… more
- TD Bank (New York, NY)
- … Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... 7+ years of experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong understanding of ABC… more
- The Research Foundation for SUNY (Albany, NY)
- …Description: Role Value Proposition: The Research Foundation (RF) Office of Compliance Services (OCS) is responsible for leading, managing, and championing ... to maintain, enhance, and promote a strong culture of compliance at the RF. We provide expertise and guidance...and regulations; + Collect and analyze data on pertinent regulatory matters in order to help function owners stay… more
- Wolters Kluwer (New York, NY)
- …management, or other items as assigned to support the team. + Resolve moderately complex customer issues and complaints . + Process and verify customer orders ... the way we do business, build better judicial and regulatory systems. We help them get it right. **Who... customer records. + Conduct follow-ups to ensure customer satisfaction. + Adhere to compliance and… more