- American Express (New York, NY)
- …the Director- Compliance , this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to the Finance organization on ... drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business… more
- JPMorgan Chase (New York, NY)
- …diverse range of backgrounds and experience as part of the Second Line of Defense (2LOD) who collectively ensure the firm's compliance framework is implemented ... successful in this role, you will require knowledge of compliance within the financial industry , key ...within JPMWM + Act as independent second line of defense and challenge function to JPMWM, raising issues for… more
- JPMorgan Chase (New York, NY)
- …second line of defense and challenge function in the equity derivatives compliance team, focusing on the Sales and Trading businesses within the Corporate & ... support compliance with applicable regulatory obligations, corporate requirements and industry best practices. + Design and deliver training to support … more
- TD Bank (New York, NY)
- …businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... (the "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and… more
- American Express (New York, NY)
- …this role?** This position will be a leader within the Global Compliance & Ethics organization, responsible for administering a comprehensive regulatory ... compliance program for the Technology (Tech) business unit. This...Actively support the implementation of new first line of defense testing and enhancement of existing tests. Review and… more
- American Express (New York, NY)
- …the Director- Compliance , this position, within the First Line of Defense (1LOD), will provide strategic thought leadership to the Finance organization on ... drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration with internal business… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the ... "REA Program") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring… more
- Ultralife Corporation (Newark, NY)
- …NPD groups globally to design and execute test plans, ensuring products meet industry standards and regulatory compliance . Sr. Test Engineer will collaborate ... to customers across the globe in the government & defense , medical, safety & security, energy, industrial and robotics...years of experience in test engineering, quality assurance, or compliance roles. + Extensive experience with industry … more
- TD Bank (New York, NY)
- …while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible ... activities. Provide governance and operational support for the first line of defense testing program. Collaborate with Compliance and operational teams to… more