- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This ... technology solutions, and ensuring effective implementation and maintenance of compliance systems. The ideal candidate will collaborate with stakeholders to… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... ambition for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $200,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, compliance , and… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: +… more
- YAI (Manhattan, NY)
- …up to date knowledge of all applicable laws and regulations governing the documentation and billing of YAI services including, but not limited to State regulatory ... annual OPWDD DQI and OFPC surveys. + Supports regional leadership with identifying compliance risks, completing an annual risk assessment, and developing an annual … more
- University of Rochester (Rochester, NY)
- …compliance with accepted practices with high level of expertise. + Maintains compliance of area specific documentation for essential technical, IT, quality, ... educational, and/or safety information. + Maintains and troubleshoots instrument performance. + Provides input into the performance evaluations/competency checks of technologists, technicians, and other laboratory personnel. Other duties as assigned. **MINIMUM… more
- Actalent (Poughkeepsie, NY)
- …+ Ensure all licensed personnel meet continuing education requirements and maintain documentation of compliance . + Provide hands-on support for laboratory ... including both clinical and pathology labs. This role ensures regulatory compliance , supervises laboratory personnel, and supports quality improvement initiatives in… more
- University of Rochester (Rochester, NY)
- …methods/instruments and ensures compliance with accepted practices. + Maintains compliance of area specific documentation for essential technical, IT, ... quality, and/or safety information. + Maintains and troubleshoots laboratory instruments. + Provides input into the performance evaluations/competency checks of technologists, technicians, and other personnel. Other duties as assigned. **MINIMUM EDUCATION &… more