- Wells Fargo (Charlotte, NC)
- …and guidance to others + Effectively collaborate with other Legal teams, Control, Compliance and Risk partners on operations matters that have a significant impact ... including executive officers, on issues that may present legal, regulatory, compliance , or reputational risk to the Company **Required Qualifications:** + 5+… more
- Wells Fargo (Charlotte, NC)
- …while leveraging a sound understanding of relevant policies, procedures, and compliance requirements to meet deliverables and drive new initiatives + Partner ... + Ability to travel up to 25% of the time + Specific compliance policies may apply regarding outside activities or personal investing; affected employees will… more
- Wells Fargo (Charlotte, NC)
- …This role will be responsible for driving execution excellence, ensuring compliance , and optimizing service delivery models in alignment with enterprise-wide HR ... a shared services environment. + Strong knowledge of employment laws and compliance requirements across multiple jurisdictions. + Experience with HRIS platforms (eg,… more
- Wells Fargo (Cornelius, NC)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with… more
- Wells Fargo (Charlotte, NC)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- Wells Fargo (Charlotte, NC)
- …in complex initiatives on selected domains + Assure quality, security and compliance for supported systems and applications + Serve as a technical resource ... programs using Agile development practices + Understand and participate to ensure compliance and risk management requirements for supported area are met and work… more
- Wells Fargo (Charlotte, NC)
- …stakeholders to gather feedback and continuously improve the product. + Ensure compliance with regulatory and internal security requirements. **In this role, you ... area requiring strong understanding of the business, policies, procedures and/or compliance requirements + Lead a broad team of digital professionals to… more
- Wells Fargo (Charlotte, NC)
- …of Regulatory Reporting Technology team working on Platforms Modernization & Regulatory/ Compliance initiatives. The ideal candidate will be responsible for full ... **Desired Qualifications:** + Experience working within the regulatory and compliance requirements of the Financial Services Industry. + Strong comprehension… more
- Wells Fargo (Charlotte, NC)
- …meet project goals, objectives and deliverables + Ensure programs adhere to compliance , privacy regulations and policies + Collaborate and consult with managers, ... + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- Wells Fargo (Charlotte, NC)
- …risk reporting policies, modeling strategies, procedures, regulatory requests, and compliance requirements + Collaborate and consult with peers, experienced ... managers, compliance , and technology to resolve modeling, forecasting, reconciliation, and production issues, and achieve analytic and reporting goals + Conduct… more