- Wells Fargo (Charlotte, NC)
- …the loan file + Submit loan file to underwriting for review + Ensure all compliance and underwriting guidelines are met + Enter loan information into the system + ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Chapel Hill, NC)
- …customer service and colleague experience, and ensure timely completion, quality, and compliance in teller functions + Provide feedback and present ideas for ... pertaining to the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to work effectively… more
- Wells Fargo (Charlotte, NC)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Wells Fargo (Charlotte, NC)
- …application of techniques across the enterprise + Engage with peers, managers risk, compliance , managers across the enterprise, and serve as an expert advisor to ... to data management and data governance regulations, and policies and compliance requirements **Required Qualifications:** + 7+ years of Analytics and Reporting,… more
- Wells Fargo (Charlotte, NC)
- …adherence to data management and data governance regulations, and policies and compliance requirements + Determine appropriate strategy and actions of team to ... line assignment methods, collections, and recovery strategies + Interpret and develop compliance and risk management requirements for supported area and work with… more
- Wells Fargo (Charlotte, NC)
- …and processes. Your leadership skills are essential to managing deadlines, compliance with regulatory requirements, and continued enhancement of credit risk ... of business unit projects and regulatory responses, policies, procedures, and compliance requirements that influence and lead Analytic and Reporting to meet… more
- Wells Fargo (Charlotte, NC)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more
- Wells Fargo (Charlotte, NC)
- …appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In ... Essentials (SIE) exam co-requisite may also be required + Specific compliance policies may apply regarding outside activities and/or personal investing; affected… more
- Bank of America (Charlotte, NC)
- …responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process ... associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA holds...the dangers and resulting consequences of illegal and illicit drug use and alcohol abuse. Our Drug -Free… more
- Wells Fargo (Charlotte, NC)
- …indicators, identify improvement opportunities, and ensure regulatory and policy compliance . + Ensure cross-functional dependencies and business readiness needs are ... and data privacy regulations related to AI in HR contexts (eg, GDPR, EEOC compliance ) + Ability to translate complex AI concepts into actionable HR strategies and… more