• Compliance Product Markets Equities…

    Citigroup (New York, NY)
    …to prevent and detect non- compliance issues and promote a culture of compliance . + Additional duties as assigned. + Appropriately assess risk when business ... Serves as a function/business/product compliance risk officer as a **Senior Vice President...officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies,… more
    Citigroup (08/21/25)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be ... seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external audit, financial reporting and programmatic fiscal processes… more
    City of New York (06/14/25)
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  • Compliance Audit Manager

    Cardinal Health (Albany, NY)
    …registration process and charge entry. + Supports the overall workplan of the Compliance Department. + Other duties as assigned. **_Qualifications_** + 8-12 ... **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & ...to use a risk-based approach in planning and executing duties . + Ability to communicate complex and potentially sensitive… more
    Cardinal Health (08/27/25)
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  • SVP, Capital Markets Chief Compliance

    Raymond James Financial, Inc. (New York, NY)
    …senior business leaders to drive strategic initiatives while managing a team of compliance professionals. **Essential Duties and Responsibilities** + Serve as an ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of… more
    Raymond James Financial, Inc. (06/03/25)
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  • Compliance Analyst

    Chemung Canal Trust Company (Elmira, NY)
    This role is responsible for performing a variety of duties across multiple departments and units supporting compliance needs and other duties as assigned. + ... compliance reviews as outlined by the bank's compliance monitoring schedule to ensure compliance with...maintains records of regulatory requests received. + Performs other duties as assigned. + Conforms to General Performance Expectations… more
    Chemung Canal Trust Company (08/26/25)
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  • Compliance Specialist

    City of New York (New York, NY)
    …management, and assist with planning, directing, and coordinating People Operations compliance projects, amongst other duties . Responsibilities include, but are ... to external city government oversight for succession planning, payroll management, compliance , labor relations, and policy implementation. The Compliance more
    City of New York (08/03/25)
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  • REMOTE Loan Servicing Compliance Analyst, I

    Carrington (Albany, NY)
    …and exam documentation. Also responsible for compliance testing and monitoring compliance matters. Perform all duties in accordance with the company's ... team and work remote from home!** The Loan Servicing Compliance Analyst I will be responsible for the provisioning...customers to ensure accuracy and completeness. + Perform other duties as assigned. **What you'll need:** + Bachelor's degree… more
    Carrington (07/16/25)
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  • Compliance Auditing Specialist-…

    WMCHealth (Valhalla, NY)
    …improvement and ICD, CPT and HCC coding through continuing education. Assists with compliance audits and other duties as needed. . Promotes appropriate clinical ... Compliance Auditing Specialist- Remote/Hybrid available Company: NorthEast Provider...Risk Adjustment and Hierarchical Conditions Categories (HCC) coding. Specific duties include performing concurrent and retrospective reviews of documentation… more
    WMCHealth (07/09/25)
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  • Compliance Auditor Analyst

    SUNY Upstate Medical University (Syracuse, NY)
    Job Summary: Position Summary: Under the direction of the Compliance Officer the main duties for this position include: analysis of professional coding and ... regulations or guidelines and professional coding and billing audits. Duties /Responsibilities: Analysis of coding and billing data, identification of trends… more
    SUNY Upstate Medical University (08/08/25)
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  • Program Specialist 1 (Cannabis) (NY Helps) - VID

    New York State Civil Service (Albany, NY)
    …responsible for inspecting, auditing, researching, evaluating, and performing a full range of compliance duties for the regional area they are assigned to ... Street Address 1220 Washington Ave. City Albany State NY Zip Code 12226 Duties Description Reporting to a Program Specialist 2 (Cannabis), the Program Specialist 1… more
    New York State Civil Service (08/22/25)
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