- M&T Bank (Buffalo, NY)
- …+ Take a lead role in supporting departmental audits including user recerts, compliance testing. + Manage the planning, testing, and implementation of new projects, ... to address issues for the unit (dept). + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies.… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...internal and external requirements (eg financial controls, segregation of duties , transaction approvals and physical control of assets) +… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... scalable compliance risk management function. As part of our team,...in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct **Employee/Team Accountabilities:** +… more
- TD Bank (New York, NY)
- …aspects of Compliance /Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Works independently and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight Manager - Marketing… more
- US Bank (New York, NY)
- At US Bank , we're on a journey to do our best....This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...CCO Support Staff assist the MST CCO in their duties . In addition, the MST CCO may prepare and… more
- Trustco Bank (Schenectady, NY)
- … compliance risk assessment process and the completion of routine compliance control testing and monitoring. **ESSENTIAL DUTIES AND RESPONSIBILITIES** include ... duties may be assigned by supervisor and/or Trustco Bank 's Board of Directors. . Conduct weekly, monthly, and...Directors. . Conduct weekly, monthly, and quarterly reviews of Bank policies and procedure. . Monitor compliance … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair ... provide you more specific details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- TD Bank (New York, NY)
- …* Act as a brand ambassador for your business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more