- M&T Bank (Buffalo, NY)
- …their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... issues raised by external regulators, as applicable. + Complete other related duties as assigned. **Scope of Responsibilities:** + This role operates independently… more
- M&T Bank (Amherst, NY)
- …Operations to maintain their currency. + Support audits, user certification and compliance testing for Treasury Operations. + Lead and participate in planning, ... any issues raised by external regulators as applicable. + Complete other related duties as assigned **Education and Experience Required:** + Associate's degree and a… more
- Tompkins Community Bank (Syracuse, NY)
- …and contributing to a collaborative, high-performing team environment. + Uphold compliance and ethical standards by ensuring all client interactions and business ... Contribute to strategic initiatives and process improvements within the department. + Compliance & Ethics + Ensure all activities align with regulatory requirements… more
- Mizuho Corporate Bank (New York, NY)
- …will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, Research and Audit. Specific duties include: + Prepare Federal, ... CPA preferred + 3- 5 years of Corporate Tax Compliance and /or ASC74 0 The expected base salary...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Tompkins Community Bank (Ithaca, NY)
- …Monitoring Program, High-Risk Customer (HRC) Due Diligence, and AML program compliance functions. The AML Specialist will review transaction monitoring alerts, ... (CIP), Beneficial Ownership Information (BOI), and Customer Due Diligence (CDD) compliance . + Review transaction monitoring system reports to identify transactions… more
- Tompkins Community Bank (Ithaca, NY)
- …to Company policies and procedures. The position will also oversee security and compliance within the unit; ensure department compliance with all operating ... personnel. This position will be expected to perform the duties of both a Teller and a Customer Service...+ Tuition Reimbursement + Free Parking throughout Tompkins Community Bank + Employee Referrals EEO Statement Tompkins is committed… more
- Huntington National Bank (New York, NY)
- Description Duties and Responsibilities: + Lead the team of risk professionals overseeing the risk management policies and procedures regarding Issuing Sponsorship, ... and maintenance of risk policies, standards, and procedures that align with the bank 's enterprise risk management framework. + Partner with your team to prepare and… more
- Mizuho Corporate Bank (New York, NY)
- …assess, manage, and report non-financial risks across Mizuho's lines of business. Principal Duties may entail all or some of the following responsibilities: + Lead ... or Master's degree + 5+ years of risk management, compliance , or audit experience desirable and/or direct operations /...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …manage, and report non-financial risks across Mizuho's lines of business. Principal Duties may entail all or some of the following responsibilities: + Overseeing ... or master's degree + 5+ years of risk management, compliance , or audit experience desirable and/or direct operations /...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Tompkins Community Bank (Syracuse, NY)
- …such as CAATs (Computer Assisted Auditing Techniques). + Support the company's SOX Compliance Program which may include performing testing under the direction of the ... decisions to advance the team's objectives as necessary. + All other duties as assigned. Qualifications + A Bachelor's Degree in Accounting, Business, Finance,… more