- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... scalable compliance risk management function. As part of our team,...in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct **Employee/Team Accountabilities:** +… more
- City National Bank (New York, NY)
- …to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements (eg ... * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE...and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to:… more
- Trustco Bank (Schenectady, NY)
- … compliance risk assessment process and the completion of routine compliance control testing and monitoring. **ESSENTIAL DUTIES AND RESPONSIBILITIES** include ... duties may be assigned by supervisor and/or Trustco Bank 's Board of Directors. . Conduct weekly, monthly, and...Directors. . Conduct weekly, monthly, and quarterly reviews of Bank policies and procedure. . Monitor compliance … more
- NBT Bank (Oneida, NY)
- Pay Range: $24.98 - $33.31 The LDCC Compliance Specialist (CS) ensures that certain activities within the Loan Documentation and Collateral Control team comply with ... knowledge of laws, regulations, program requirements, as well as bank policy and procedures to ensure the bank...and assets are protected. Perform daily tasks to ensure compliance with rules, filing deadlines, and reporting requirements are… more
- TD Bank (New York, NY)
- …and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...and strategic direction while protecting the reputation of the Bank + Assesses risks and recommends policy and/or action… more
- Pioneer Bank (Albany, NY)
- …Officer and/or SVP Compliance & Chief Risk Officer. + Maintains current bank compliance knowledge through ongoing training and industry education. + Keeps ... review and assessments of various state and federal regulations as applicable for all departments of the bank under the direction of the Assistant Compliance … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair ... provide you more specific details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... details for this role. **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance ...risk and control functions) at a Global Systemically Important Bank (GSIB), or the equivalent experience at a regulatory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** This Director - Compliance role will be a key member of the...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP Compliance role will be a key member of the...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more