- Raymond James Financial, Inc. (New York, NY)
- …senior business leaders to drive strategic initiatives while managing a team of compliance professionals. **Essential Duties and Responsibilities** + Serve as an ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of… more
- KeyBank (Albany, NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- ESSENTIAL DUTIES AND RESPONSIBILITIES The Compliance Associate is a core member of the RB Compliance team. The Compliance Associate will ... and contact the 3rd parties (such as employers and bank institutions) to get the 3rd party verifications returned...recertification period. + Assist with examining files prior to compliance annual audits. + Prepare reports as needed. +… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...The Company may require you to carry out other duties from time to time. Competencies, Skills and Experience:… more
- Citigroup (Getzville, NY)
- …a way that facilitates transparency of the control and management of the data compliance risks consistent with the bank 's risk appetite statement and all ... Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent ...Can exercise independence of judgement and autonomy. + Additional duties as assigned. **Qualifications:** + Excellent written, verbal and… more
- New York State Civil Service (Albany, NY)
- …of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23 ... Plaza NYC- One State Street City Albany or NYC State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an… more
- New York State Civil Service (New York, NY)
- …Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade ... One State Street City Albany or New York City State NY Zip Code 12257 Duties Description The New York State Department of Financial Services seeks to build an… more
- City of New York (New York, NY)
- …services or community programs, and other similar benefits; or b. Performing bookkeeping, bank teller duties , housing office teller duties , purchasing agent, ... (1) Eligibility Specialist, Level II to function as Eligibility Compliance Worker for their MICSA Fair Hearing Unit who...manager, sales representative responsible for accounts, or customer service duties or a job in which the duties… more
- KeyBank (Amherst, NY)
- … throughout the closing process + Consistently provide superior service directly for bank clients while maintaining risk management, compliance with bank ... closing process + Consistently provide superior service directly for bank clients while maintaining risk management, compliance ...or in a Key facility to perform your job duties . May be open to considering multiple locations within… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a Supervisory National Bank Examiner/ Bank Examiner (Large Bank Team Lead) with emphasis in Asset Management, you will serve as an expert advisor ... to the Examiner-in-Charge, DC for Large Bank Supervision (LBS) and other OCC officials on asset...supervisory conclusions, share information, and resolve concerns related to compliance matters. Provide analysis and advice on the planning… more