• Sr. Compliance Officer - Compliance

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Knowledge of global… more
    TD Bank (09/20/25)
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  • VP - Compliance Monitoring Program, TD…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US...registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of… more
    TD Bank (09/07/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
    TD Bank (08/09/25)
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  • Trade Surveillance Associate ( Compliance

    TD Bank (New York, NY)
    …* Act as a brand ambassador for your business area/function and the bank , both internally and/or externally The Senior Compliance Office provides advice, ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
    TD Bank (08/08/25)
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  • Compliance Program Manager

    Tompkins Community Bank (Ithaca, NY)
    …PA; Brewster, NY* The Compliance Program Manager reports to the Director of Bank Compliance and is responsible for assisting with the management of the ... Regulatory Change process and ensure communication to Director of Bank Compliance and appliable business units. +...of action plans with relevant stakeholders. + All other duties as assigned. Qualifications + BS or BA in… more
    Tompkins Community Bank (09/25/25)
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  • VP Compliance - Conflicts Manager, Global…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is...and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts… more
    TD Bank (09/21/25)
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  • Director, Compliance - Regulatory…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
    TD Bank (09/07/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to...a brand ambassador for your business area/function and the bank , both internally and/or externally **Depth & Scope:** +… more
    TD Bank (07/10/25)
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  • Director - Equity Research Advisory…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $275,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
    TD Bank (09/16/25)
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  • Vice President, Compliance - Monitoring…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS...intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities… more
    TD Bank (09/12/25)
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