- Bank OZK (Clearwater, FL)
- …+ Oversee the onboarding and servicing of institutional relationships, ensuring compliance , reporting, and fiduciary best practices. + Monitors and assesses ... and SEC/FINRA rules for staff members. + Ensure fiduciary compliance for all institutional accounts and plans. + Chair...change the job requirements at any time. #DNP #LI-BS1 EEO Statement Bank OZK is an equal opportunity employer… more
- Santander US (Miami, FL)
- …play a key role in safeguarding the bank's integrity and ensuring compliance with regulatory expectations. You design, enhance, and maintain analytical models that ... and segmentation models using statistical and machine learning techniques. + Partner with compliance , risk, and data science teams to ensure model outputs align with… more
- Celestica (Orlando, FL)
- …The Channel Operations Manager will manage the operational efficiency and compliance of our global channel ecosystem, ensuring seamless partnership administration ... for key performance metrics within the Spark Partner Program. + Compliance Monitoring: Monitor partner activities, notifying partners of program compliance… more
- Santander US (Miami, FL)
- …to the Broker Dealer. This includes ensuring high service quality, regulatory compliance , and alignment with internal standards. The role requires a strategic ... Issue Management team. * Work with the control team to monitor compliance with regulatory requirements and internal policies (eg, trade reporting, reconciliations,… more
- Sumitomo Pharma (Tallahassee, FL)
- …detailed logs of studies and data to ensure accuracy, reproducibility, and compliance with regulatory standards + Present data and insights in internal meetings ... (written, verbal, electronic, etc.) that an employee encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable… more
- Truist (Orlando, FL)
- …for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank Secrecy Act and the USA PATRIOT Act, by ... as warranted. 4. Perform detailed testing or monitoring to identify compliance /control issues or deficiencies, which require corrective action and resolution. 5.… more
- Sumitomo Pharma (Tallahassee, FL)
- …data sets (Customer, Product, Payer) and ensure data quality, accuracy, and compliance + Lead data integration projects and collaborate on enhancements and ... (written, verbal, electronic, etc.) that an employee encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable… more
- Jacobs (Fort Lauderdale, FL)
- …daily site operations, including logistics, inspections, quality control, and safety compliance . * Collaborate closely with the client, Jacobs' project team, and ... updates to internal and external stakeholders. * Monitor and enforce contract compliance , manage change orders, and support claims resolution. * Ensure timely… more
- Citigroup (Tampa, FL)
- …and effectiveness of controls. + Collaborate with Risk Subject Matter Experts ( Compliance Risk, Credit Risk, Fraud, Technology, etc.) to govern risks throughout the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …Board-owned milestones under regulation + Providing evidence to the second (Independent Compliance Risk Management) and third (Internal Audit) lines of defense in ... regular governance duties required to ensure that Citi's subsidiaries remain in compliance with relevant laws and regulations. + Supports the Corporate Governance… more