- Truist (Greensboro, NC)
- …loans, reviewing files and collecting information for adherence to regulatory, compliance , policies and procedures for all due diligence, legal documentation, ... input to internal systems. Manage documentation risk by ensuring documentation is in compliance with credit approval, secure a valid lien, and confirm that all… more
- ThermoFisher Scientific (Wilmington, NC)
- …for domain vision, business-case development, roadmap execution, user outcomes, and regulatory compliance (21 CFR Part 11, ICH-GCP, GDPR, HIPAA). This is a ... to ensure alignment and support for product initiatives. **Governance & Compliance ** + Own validation strategy (CSV, Part 11), privacy impact assessments,… more
- Citigroup (Charlotte, NC)
- …oversees data consumption into reports and other systems, and enforces compliance with Enterprise data governance policies. Joint with other data domain ... for cross-domain consistency. **2. Governance Oversight:** + Accountable for ** compliance with Enterprise data governance policies** by maintaining an effectively… more
- Bank OZK (Charlotte, NC)
- …+ Oversee the onboarding and servicing of institutional relationships, ensuring compliance , reporting, and fiduciary best practices. + Monitors and assesses ... and SEC/FINRA rules for staff members. + Ensure fiduciary compliance for all institutional accounts and plans. + Chair...change the job requirements at any time. #DNP #LI-BS1 EEO Statement Bank OZK is an equal opportunity employer… more
- Truist (Wilson, NC)
- …of banking, financial industry or related experience; preferably in a branch, audit, compliance , legal, risk or lending related capacity 3. Ability to learn and ... or lending role 12. Knowledge of Fraud regulations and/or related compliance requirements, including reporting and record retention requirements 13. Experience in… more
- Celestica (Charlotte, NC)
- …The Channel Operations Manager will manage the operational efficiency and compliance of our global channel ecosystem, ensuring seamless partnership administration ... for key performance metrics within the Spark Partner Program. + Compliance Monitoring: Monitor partner activities, notifying partners of program compliance… more
- Sumitomo Pharma (Raleigh, NC)
- …detailed logs of studies and data to ensure accuracy, reproducibility, and compliance with regulatory standards + Present data and insights in internal meetings ... (written, verbal, electronic, etc.) that an employee encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable… more
- Truist (Whiteville, NC)
- …for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank Secrecy Act and the USA PATRIOT Act, by ... as warranted. 4. Perform detailed testing or monitoring to identify compliance /control issues or deficiencies, which require corrective action and resolution. 5.… more
- Truist (Charlotte, NC)
- …planning and maintenance of each project event. Ensure continuity of, and compliance with, governance requirements while also considering the unique factors and ... ITSM processes to ensure efficiency and effectiveness. + **Risk and Compliance :** Identify and mitigate potential risks associated with changes. Ensure changes… more
- Truist (Charlotte, NC)
- …of assigned financial analysis processes. Monitor assigned activities for compliance with established corporate and accounting policies and standards. Complete ... submit and interpret reports related to financial performance, internal control compliance , budget or forecast variances, etc. for assigned areas of responsibility.… more