• Compliance Specialist

    City of New York (New York, NY)
    Job Description ABOUT THE CAMPAIGN FINANCE BOARD The Campaign Finance Board is a nonpartisan, independent city agency that empowers New Yorkers to have a greater ... to external city government oversight for succession planning, payroll management, compliance , labor relations, and policy implementation. The Compliance more
    City of New York (08/03/25)
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  • Head of Compliance Culture

    SMBC (New York, NY)
    …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture… more
    SMBC (06/23/25)
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  • CMBS/Commercial Real Estate (CRE) Warehouse…

    SitusAMC (New York, NY)
    …third party investors and lending partners to manage transaction processes and ensure compliance Qualifications + Bachelor's degree in Finance , Real Estate, or a ... facilities + Conduct ongoing portfolio management including financial covenant compliance and counterparty review for warehouse facilities and collateral...related field; MBA or Masters in Real Estate Finance is a plus + 3-6 years of experience… more
    SitusAMC (08/08/25)
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  • Order Fulfillment Team Lead

    Tiffany & Co. (Pelham, NY)
    …inventory adjustment transactions as needed. Ensure transactions are completed and submitted to Finance timely and in compliance with Chain of Diamond Custody ... both within the company, and externally (Internal Audit, PWC, Finance , etc.) + Ensure compliance for Sarbanes-Oxley...(Internal Audit, PWC, Finance , etc.) + Ensure compliance for Sarbanes-Oxley reporting, CODC, and Audit Requirements. +… more
    Tiffany & Co. (08/12/25)
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  • Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …services, finance , and other operational areas to ensure that compliance policies and practices are integrated into everyday activities. Work closely with ... Type: Full time Scheduled Weekly Hours: 40 Department: 100005 Ofc Exec VP Admin & Finance Work Shift: UR - Day (United States of America) Range: UR URG 121… more
    University of Rochester (08/07/25)
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  • Associate, Broker-Dealer Private Side…

    SMBC (New York, NY)
    …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance more
    SMBC (07/15/25)
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  • Compliance Policy Manager

    SMBC (New York, NY)
    …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo...Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance more
    SMBC (07/01/25)
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  • Internal Audit Compliance Controller

    Fedcap (New York, NY)
    Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax compliance ... and divisional management team(s), coordinate various program/funder audits, ensure tax compliance . Perform financial audits of business functions and processes to… more
    Fedcap (07/25/25)
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  • Executive Director, Strategy - Regeneron Genetics…

    Regeneron Pharmaceuticals (Tarrytown, NY)
    …will work in collaboration with partner functions across REGN including finance /accounting, purchasing, compliance , facilities, human resources and other G&A ... RGC and senior management, senior scientific project teams/committees, internal business/ finance /operations/human resources and communications personnel, etc. In addition, the… more
    Regeneron Pharmaceuticals (06/15/25)
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  • Lead, Legal Compliance (Ethics…

    L3Harris (Rochester, NY)
    …cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple: Rochester, New York; ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations of… more
    L3Harris (08/30/25)
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