- New York Edge (Bronx, NY)
- …with Directors, other Program Managers, Office Personnel, Department Directors, Finance , Human Resources, Compliance , Data, Development and Communications. ... five boroughs. The Program Manager will be responsible for contract compliance , curriculum development, training, implementation of enrichment activities and theme… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** This Director - Compliance role will be a key member of the...JD preferred but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, at a global… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This VP Compliance role will be a key member of the...regulator, or global financial organization. + Knowledge of operations, finance , regulatory reporting, sales and trading, at a global… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...standards, as it applies to Banking, Securities, Insurance, Prudential, Finance , HR, etc. + Experience with coordination of processes… more
- CIBC (New York, NY)
- …to advise on Compliance related matters; + Infrastructure support groups (eg, Finance and Operations) to collaborate on control issues; + US Legal to seek ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio **About the Job** The Sr. Compliance Manager - Trust & Fiduciary is responsible for leading and executing independent ... compliance oversight across KeyBank's Wealth and Fiduciary business lines....independent second-line testing. **Required Qualifications** + Bachelor's degree in Finance , Accounting, Business, or a related field. + Minimum… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role include: + Collaborating with other… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) ... Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance ...Degree with a field of study in Business Administration, Finance , Accounting, or Law or related field preferred or… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more