- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is committed to providing fair ... can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- The Rare Wine Co. (Brooklyn, NY)
- …Qualifications and Skills: A minimum of 3 years experience in alcohol beverage compliance . Bachelor's degree in Business Administration, Tax, Finance , or a ... Compliance Associate Vieux Vins Group is a prestigious...and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... becoming part of our Audit team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. This role will be hired as a Capital One… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance … more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- Stony Brook University (Stony Brook, NY)
- Director of Clinical Research Compliance and Privacy **Position Summary** The Stony Brook Medicine (SBM) Director of Clinical Research Compliance and Privacy ... to ensure current and ongoing management of and education regarding compliance programs that align operational practices with applicable policies and regulations.… more
- City of New York (New York, NY)
- Job Description The Division of Finance has central responsibility and authority for policy analysis, program development, performance tracking and improvement, ... financial/management, resource maximization and technical assistance. Finance helps to ensure that programs and administrative operations have the information,… more
- GovCIO (Albany, NY)
- …working knowledge of FAR/DFAR and other relevant regulations to ensure proposal compliance . **Qualifications** + Bachelor's degree in Finance , Business, or a ... pricing strategy. + Review RFP requirements and contribute to pricing compliance and strategy discussions. + Collaborate with cross-functional teams (Operations,… more