- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: +… more
- KeyBank (Buffalo, NY)
- …44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk… more
- City of New York (New York, NY)
- …- Provide management support and guidance. The Director of Investigations and Compliance will be responsible for managing the Agency's investigative and ... compliance programs under the New York City Equal Employment...A master's degree from an accredited college in economics, finance , accounting, business or public administration, human resources management,… more
- City of New York (New York, NY)
- …waste haulers to the Department of Sanitation. DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. The Contracts and ... Compliance Unit ensures that awardees meet all their contractual...A master's degree from an accredited college in economics, finance , accounting, business or public administration, public health, human… more
- New York State Civil Service (Albany, NY)
- …Financial Services, Department of Title Financial Services Specialist 1 Compliance , SG-18 Occupational Category Financial, Accounting, Auditing Salary Grade 18 ... Services is seeking candidates for the position of Financial Services Specialist 1 Compliance in the Consumer Assistance Unit. Duties include, but are not limited… more
- Coinbase (Albany, NY)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...analytics or quality assurance. * Advanced degree in business, finance or legal * Advanced understanding of Google apps,… more
- HSBC (Buffalo, NY)
- …inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support the US RCCL ... US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc +... is a plus + Preferably bachelors/master's in accounting, Finance , Business Administration, or related field + Good understanding… more
- Moss Adams LLP (New York, NY)
- **Financial Institutions Consulting Senior- Regulatory Compliance ** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a culture ... **Introduction to the team** The Financial Services group provides regulatory compliance , internal audit, information systems and related consulting services for… more
- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a **Senior Associate (Consumer Compliance )** to join our team providing internal audit, regulatory compliance ... our clients with deep knowledge, expertise and approaches in Regulatory Compliance , Internal Audit, Enterprise Risk Management, Technology Risk Management, and… more
- Corning Incorporated (Corning, NY)
- Manager, Trade Compliance (Duty Optimization) **Date:** Aug 18, 2025 **Location:** Charlotte, NC, US, 28216Corning, NY, US, 14831 **Company:** Corning Requisition ... anticipate and exceed customer requirements. **Overview/Scope of Position:** The Trade Compliance Manager is responsible for managing Corning's global duty spend &… more