- City National Bank (Los Angeles, CA)
- …while operating within the Bank's risk appetite * Ensures activities are in compliance with regulatory /legal requirements and CNB policy and procedure *The ... and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters * Ensure all areas of responsibility comply with policies… more
- Columbia Bank (Roseville, CA)
- … Financial Risk Manager (FRM), Professional Risk Manager (PRMIA), Chartered Financial Analyst (CFA), or Certificate in Quantitative Finance (CQF).Preferred ... Model Validation Analyst Corporate Risk Santa Rosa, California Portland, Oregon...and support our broader purpose. Think of us as financial partners, because at Columbia, we believe the best… more
- Banc of California (Santa Ana, CA)
- …Security Analyst with extensive experience implementing, managing, and maturing compliance programs, including but not limited to SOC2, ISO27xxxx, GLBA, GDPR, ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
- Wells Fargo (Los Angeles, CA)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Coinbase (Sacramento, CA)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...Essential to scaling is building and running a security compliance program that reflects how we protect the data… more
- Deloitte (Los Angeles, CA)
- …Assurance practice helps organizations effectively navigate business risks and opportunities-from financial risks to operational and regulatory risks-to gain ... understanding of business processes, internal control risk management, and related regulatory and compliance standards + Perform internal audit assurance… more
- SMBC (Sacramento, CA)
- …smarter banking translates to a richer life. **SUMMARY:** Under the direction of the Financial Intelligence Unit (FIU) Manager, the FIU Analyst will aid in the ... with required supporting documentation. + Prepares Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. +… more
- Eliassen Group (Sacramento, CA)
- …of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical solutions. ... **Business Systems Analyst (BSA)** **Anywhere** **Type:** Contract **Category:** Business Analysis...performance and troubleshoot issues as needed. + **Governance & Compliance ** + Ensure compliance with internal controls… more
- Arrow Electronics (Santa Clara, CA)
- …similar platforms. + Strong knowledge of North American business operations, including regulatory and compliance requirements. + Ability to align technical ... **Position:** Senior Digital Functional Analyst **Job Description:** The **Senior Digital Functional ...**Experience/Education:** + US citizenship or permanent residency to ensure compliance with government-related projects. + Ten or more years… more
- Navient (San Francisco, CA)
- …and fraud risk models to ensure methodological soundness, transparency, and regulatory compliance . + Partner cross-functionally with Finance, Capital Markets, ... accessible and affordable for everyone.** We empower students with financial support and supercharge their ability to pay down...loans, personal loans, or credit cards. + Familiarity with regulatory compliance in the lending industry. +… more