- Citigroup (Tampa, FL)
- …risk management, compliance , audit, or other control-related functions in the financial services industry. + Ability to identify, measure, and manage key risks ... a robust governance and framework surrounding Tier 2-5 Publications with financial implications. + Implement and maintain a business-as-usual (BAU) structure,… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial institutions… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and maintains currency in third-party risk management processes and procedures in compliance with OCC, FFIEC, and other regulatory bodies *Responsible for ... Separation of Duties, Dual Control, and support for internal audits and regulatory examinations. Develop and/or and manage new risk management processes and business… more
- Citigroup (Jacksonville, FL)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... risk management, compliance , audit, or other control-related functions in the financial services industry. + Ability to identify, measure, and manage key risks… more
- TD Bank (Orlando, FL)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- MUFG (Tampa, FL)
- …and addressing analytics, BI needs to meet business needs, along with regulatory and compliance requirements Perform data preparation work (eg, source, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Citigroup (Tampa, FL)
- …effective risk management practices as well as thought leadership on meeting regulatory requirements will also be expected of the Project Manager. **Key ... to ensure it fully addresses the letter and the spirit of the regulatory feedback, broader supervisory expectations and underlying issues and root causes, and is… more
- Citigroup (Tampa, FL)
- …stakeholders, including Businesses and Functions, Technology, Internal Audit and Compliance . Excellent communication skills required to influence a wide range ... Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Leonardo DRS, Inc. (Melbourne, FL)
- …analysts to conduct internal audits + Support the organisations external regulatory compliance audits (eg AS9100) + Investigate internal/external audit-related ... Bachelor's degree or equivalent combination of education and experience + Previous regulatory compliance audit experince preferred (eg AS9100) + In-depth… more