- City of New York (New York, NY)
- …multidisciplinary, program projects including generating status deliverables to assess regulatory compliance , program monitoring and evaluation, quality control ... the regulated community, other government agencies and industry representatives to improve regulatory compliance . - Contribute to the preparation of the public… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Citigroup (Getzville, NY)
- …Self-Assessment Program to identify, measure, monitor, control, and report Operational and Compliance risks. RCSA is the Citi-wide program that enables the recording ... the risk assessment process, including the analysis of Operational and Compliance risks, reviewing global monitoring results and preparation of management metrics… more
- Citigroup (New York, NY)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... risk management, compliance , audit, or other control-related functions in the financial services industry. + Ability to identify, measure, and manage key risks… more
- City of New York (New York, NY)
- …research needs based on new and existing maternal health related policies, regulatory requirements and/or regulatory compliance via accreditation and ... $10K annually, per a 2024 assessment. o additional health, fitness, and financial benefits may be available based on the position's associated union/benefit fund.… more
- City of New York (New York, NY)
- …management and general correspondence to represent the Department. - Assess regulatory compliance , enforcement trends, performance indicators, and quality ... guidance and work with our legal support team on regulatory enforcement of New York City laws and regulations....per a 2024 assessment. o additional health, fitness, and financial benefits may be available based on the position's… more
- Raymond James Financial, Inc. (New York, NY)
- …picture orientation. * Remain cognizant of our commitment to daily workflow and regulatory compliance during high volume activity. * Think independently in order ... **Raymond James Overview** **One of the largest independent financial services firms in the country could** **be** **the place you build a career beyond your… more
- M&T Bank (Williamsville, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... or product strategy analysis, historical reporting, work flow analysis, and financial analysis. + Identify trends, ermerging issues and engage relevant stakeholders… more
- M&T Bank (Buffalo, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... or product strategy analysis, historical reporting, work flow analysis, and financial analysis. + Identify trends, emerging issues and engage relevant stakeholders… more
- University of Rochester (Rochester, NY)
- …handles disputes in the best interest of the University. Evaluates contract compliance and advises others on contractual rights and obligations. Requests or approves ... are favorable, aligned with business objectives, and compliant with legal and regulatory requirements. + Serves as an expert and advises on contractual terminology.… more