- Jackson National Life Insurance Company (Chicago, IL)
- …management of associates, reducing legal risks and ensuring regulatory compliance . Partners with legal department as needed/required. + Provides day-to-day ... Asset Management, LLC (JNAM) located in Chicago, Illinois, is an SEC -registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson… more
- Siebert Williams Shank (Chicago, IL)
- …trading platform, and a sound regulatory capital base. We are a SEC -registered securities broker-dealer and member of the Financial Industry Regulatory Authority ( ... FINRA ) and the Municipal Securities Rulemaking Board (MSRB). Our...all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures… more
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