- LTD Global (Livermore, CA)
- …financial products including personal and business banking, mortgage lending, and wealth management . It distinguishes itself through relationship-based service, ... approve job offers and promotions to ensure alignment with compensation guidelines. 4. Compliance & Risk Management + Ensure compensation practices comply with… more
- Live Nation (Beverly Hills, CA)
- …CISA, CISSP, CPA) preferred. + At least 5 yrs of experience in IT audit, risk management , or compliance , with a focus on Sarbanes-Oxley compliance in a ... is the world's leading live entertainment company, comprised of global market leaders: Ticketmaster, Live Nation Concerts, and Live...please read on! THE ROLE The IT Security & Compliance Staff will be responsible for the implementation and… more
- LTD Global (Livermore, CA)
- …financial products including personal and business banking, mortgage lending, and wealth management . It distinguishes itself through relationship-based service, ... and maintained in accordance with appropriate standards, best practices, and regulatory compliance requirements. Utilize and follow the change management process… more
- LTD Global (Livermore, CA)
- …financial products including personal and business banking, mortgage lending, and wealth management . It distinguishes itself through relationship-based service, ... accounts and recommend appropriate deposit account types + Cross-sell Treasury Management Services; prepare setup documentation, onboard clients, and provide ongoing… more
- TIAA (Sherman Oaks, CA)
- …Asset Management is an individual client-facing, investment manager opportunity ( wealth management ). Candidates should possess this level of experience for ... Indicator: Series 65 **Required Qualifications:** + 5+ years working directly with wealth management clients **Preferred Qualifications:** + 7+ years working… more
- TIAA (Walnut Creek, CA)
- …Asset Management is an individual client-facing, investment manager opportunity ( wealth management ). Candidates should possess this level of experience for ... The TIAA Private Asset Management Senior Portfolio Manager leads the delivery of...goals. + Conduct in-depth portfolio reviews and guide long-term wealth planning conversations. + Mentor Associate and Portfolio Managers… more
- Live Nation (Beverly Hills, CA)
- …Nation Entertainment is the world's leading live entertainment company, comprised of global market leaders: Ticketmaster, Live Nation Concerts, and Live Nation Media ... & Sponsorship. Ticketmaster is the global leader in event ticketing with over 620 million...will be the functional administrator for Oracle's Enterprise Data Management Cloud module responsible for all financial master data… more
- JPMorgan Chase (San Francisco, CA)
- …well-being through tailored solutions and professional advice. Together, we will utilize the global resources of JPMorgan Wealth Management to meet our ... where you'll be at the heart of delivering exceptional wealth management services to ultra-high net worth...as a liaison between the Financial Advisor team, branch management , compliance and various other business units… more
- JPMorgan Chase (San Francisco, CA)
- …, offers US based clients and their advisors the personalized service of a dedicated wealth management business and the global resources of one of the ... research meetings to stay current on all JP Morgan Wealth Management products and services. + Provides...meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc… more
- Citigroup (Beverly Hills, CA)
- …opportunities and working collaboratively with partners across banking, lending, and wealth management .** **Qualifications** **:** **Minimum of 10 years of ... agent needs.** **Collaborate closely with internal and external product, operations, compliance , and relationship management teams to deliver seamless end-to-end… more