- JPMorgan Chase (Tampa, FL)
- JP Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. ... is a global leader in asset and wealth management with assets under supervision of...as a liaison for issue resolution. Review and resolve compliance surveillance inquiries + Provide principal approval for brokerage… more
- Citigroup (Tampa, FL)
- …the QA function for regulatory reporting & tax, focusing on the complexity of global wealth management clients, products, and services. Ensure adherence to ... meet new compliance standards, especially those impacting wealth management products such as investments, alternatives,...services industry, with specific experience in Wealth Management . + In-depth knowledge of global regulatory… more
- Citigroup (Tampa, FL)
- …activities of the complaint intake function for Citi's broker-dealer, Citigroup Global Markets ("CGMI"); assistance with the creation of control reporting of ... familiarity with investment products/characteristics. **Responsibilities:** + Supporting teams with compliance and control; partners with operations, risk, compliance… more
- Citigroup (Tampa, FL)
- The Business Risk Manager, based in New York, will join the global Wealth Investment Solutions Business Risk Team as a Senior Vice President, and will report to ... times leading, key projects critical to the operation and compliance /risk management of the business + Extensive...field, additional qualifications beneficial + Strong familiarity with the Wealth Management product suite, and at least… more
- Bank of America (Jacksonville, FL)
- …Description:** This job is responsible for providing legal support and strategic advice to the Global Wealth & Investment Management line of business on high ... , underwriters, document preparation groups, client facing personnel, risk management , compliance , regulatory and audit partners, and...and audit partners, and other functions that support the Global Wealth & Investment Management … more
- JPMorgan Chase (Jupiter, FL)
- …meet their financial needs. As a Private Client Investment Associate in JPMorgan Wealth Management , you will have the opportunity to provide exceptional client ... resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new… more
- JPMorgan Chase (Jacksonville, FL)
- …marketing and administrative support to the primary Private Client Advisor(s), within JPMorgan Wealth Management . **Job responsibilities** + Work as a team with ... resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new… more
- Scotiabank (Tampa, FL)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:**...and GTB business. + Contribute to the development of Compliance related Management Information (MI) for the… more
- JPMorgan Chase (Tampa, FL)
- Join our Asset & Wealth Management team as a member of our Campbell Global team where you will have the opportunity to work with local and corporate ... professionals providing excellent management services to clients. As a Forester within Campbell Global , you will be responsible for planning and supervising all… more
- JPMorgan Chase (Tampa, FL)
- …assess the design and operating effectiveness of controls within the Asset and Wealth Management LOB. + Ensure compliance with internal policies, ... your expertise will drive significant impact within the Asset Management business. As a Senior Test Lead within the... business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing… more