- S&P Global (Princeton, NJ)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... LLM and GenAI S&P is a leader in risk management solutions leveraging automation and AI/ML. This role is...effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the… more
- S&P Global (Princeton, NJ)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... there is an effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the Policy. **Recruitment Fraud Alert:**… more
- S&P Global (NJ)
- …and most ready to be sold to. + Create a cadence of monthly outreach in compliance with team KPI standards to ensure bookings goals and targets are met or exceeded. ... communications, including the ability to effectively present information to top management and executives (internally and externally) as required + Ability to… more
- CH Robinson (Newark, NJ)
- …related field + 5-7 years of experience in US and global trade compliance , OFAC regulations, and program management + Strong knowledge of US and ... this role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus...teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +… more
- TD Bank (Mount Laurel, NJ)
- …taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses + Excellent written, verbal and analytical ... a mission to build a more resilient and scalable compliance risk management function. As part of...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
- TD Bank (Mount Laurel, NJ)
- …strategies, plans, policies, client solutions, and, tools related to all US Wealth Management product offerings. This role uses change leadership capabilities, ... offerings, technology developments etc.) and provides thought-leadership to ensure the Wealth Management US offering remains industry-leading + Keeps abreast… more
- JPMorgan Chase (Jersey City, NJ)
- …7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience. + Bachelor's degree (or relevant financial ... + Partner with stakeholders, including other control groups (such as risk management , compliance ), external auditors, and regulators. Establish strong working… more
- Bank of America (Jersey City, NJ)
- …of responsibility, specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management . In the investigative role, ... coverage over Special Investigations, Global Markets, or Global Wealth and Investment Management ...operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front… more
- Tradeweb (Jersey City, NJ)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly ... interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Wealth Management - Private Bank Internal Audit team. This is your opportunity to play a ... operational excellence! As an Audit Manager on the Asset Wealth Management - Private Bank Internal Audit...business management , other control groups (ie risk management , compliance , fraud prevention), external auditors, and… more