• Director, Markets Compliance Officer

    Scotiabank (New York, NY)
    …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Compliance officers outside the US to reinforce a global approach to compliance . + Operating with...for the team. + Communicate with sales and trading management and US Compliance personnel on relevant… more
    Scotiabank (07/28/25)
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  • Investments and Insurance Risk Assessment…

    Citigroup (Queens, NY)
    …across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private ... and regulatory exams in investment and insurance related areas. + Significant Wealth Management Team interactions and Governance Committee presentations. +… more
    Citigroup (06/19/25)
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  • Compliance Risk Assessment Manager

    TD Bank (New York, NY)
    …taxonomies related to consumer and commercial banking, securities (broker-dealer), and wealth management businesses + Excellent written, verbal and analytical ... a mission to build a more resilient and scalable compliance risk management function. As part of...We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank… more
    TD Bank (08/23/25)
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  • Investment Solutions - Business Risk Fiduciary…

    Citigroup (New York, NY)
    …across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private ... footprint in Asia, EMEA, Mexico, and North America. Wealth delivers a wide range of products and services...investment processes around client suitability, transaction related controls and compliance with policies and applicable global / local… more
    Citigroup (06/26/25)
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  • Media Relations Manager

    Wellington (New York, NY)
    …and strategic Media Relations Manager to lead external communications for our US Wealth Management business. This is a newly created position responsible for ... capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the...executives and investment professionals as thought leaders in the wealth management space. This position is a… more
    Wellington (07/23/25)
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  • Senior Manager, Business Risk Management US…

    Scotiabank (New York, NY)
    …to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
    Scotiabank (07/23/25)
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  • Associate - Strategic Accounts Relationship…

    BlackRock (New York, NY)
    **About this role** **Job Description:** BlackRock's US Wealth Advisory business services $2T+ in client assets and is responsible for the distribution of active and ... index asset management products through intermediaries as well as sub advisory...intermediaries as well as sub advisory relationships. The US Wealth Advisory Strategic Accounts team is responsible for BlackRock's… more
    BlackRock (08/17/25)
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  • Director, Treasury Management Officer…

    Scotiabank (New York, NY)
    …limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and ... range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and… more
    Scotiabank (08/13/25)
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  • Director of Product Management - Preference…

    Broadridge Financial Solutions (New York, NY)
    … compliance , and legal teams to ensure that preference and consent management applications adhere to global data privacy standards (eg, GDPR, CCPA) ... along the way, come join the Broadridge team. The Director of Product Management is a strategic, results-driven leader responsible for delivering on the vision,… more
    Broadridge Financial Solutions (06/12/25)
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  • Senior Manager, US Credit and Special Accounts…

    Scotiabank (New York, NY)
    …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager, US Credit and Special Accounts Management **Requisition ID:** 232884 **Salary Range:** 117,400.00 -...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and… more
    Scotiabank (08/08/25)
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