- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing...bring over 10 years of specialized experience in conflicts management , with a proven track record of building scalable… more
- TD Bank (New York, NY)
- …and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified findings + Support ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is...ability to evaluate complex regulatory business issues. + Project management skills and ability to manage multiple work streams… more
- American Express (New York, NY)
- …including consumer protection (UDAAP, ECOA, FCRA, EFTA, TILA, etc.) and compliance management systems preferred + Experience communicating and working ... gladly accept. Whether you're finding new ways to prevent identity fraud or enabling customers to start a new... management , materials review, privacy, controls and issue management , as well as reporting on key compliance… more
- American Express (New York, NY)
- …are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management , and mitigation across US Consumer Business ... management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance ...gender, offered for pregnancy, adoption or surrogacy + Free access to global on-site wellness centers staffed with nurses… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... + Guides partner through the development, implementation, oversight and management of effective Compliance Programs + Prepares...and performance conversations with your manager, as well as access to an online learning platform and a variety… more
- TD Bank (New York, NY)
- … Compliance area and business + Contact for business management , dealing with non-routine information + Manages/assists with regulatory reviews including ... + Guides partner through the development, implementation, oversight and management of effective Compliance Programs + Prepares...and performance conversations with your manager, as well as access to an online learning platform and a variety… more
- BMO Financial Group (New York, NY)
- … remediation plans and validation. + Elevate high profile issues/risk cases to Compliance and business/group management for prompt resolution. + Analyze and ... report compliance information to Compliance and business/group management . + Develop and maintain a high level of expertise in all regulations, directives… more
- TD Bank (New York, NY)
- …preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Cardinal Health (Albany, NY)
- **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to ... compliance . This function implements strategies and processes to ensure...of audit results to physicians, physician leadership, senior leadership, management , and staff; physician and coder education; and the… more
- Heritage Financial Credit Union (Middletown, NY)
- …PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Credit Union (CU) that reasonably ensures ... associated risks of harm to consumers and members, and integrates consumer compliance into the day-to-day responsibilities of its management and employees.… more