- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and… more
- TD Bank (New York, NY)
- …a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical role in ... below as you consider this opportunity.** **Job Profile Summary** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- Ankura (New York, NY)
- …Disputes & Economics professionals are world class and globally recognized independent experts who tailor financial, operational, and compliance solutions ... and conduct data gathering activities, document review, and quality control of data assessment . + Work with Senior Managing Directors and Managing Directors to… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending ...and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND RESPONSIBIITIES + Using independent… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... holder will support Business Execution initiatives, Cross-Functional initiatives and Compliance Independent Reviews, including the DCRO Program.… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and ... holder will support Business Execution initiatives, Cross-Functional initiatives and Compliance Independent Reviews, including the DCRO Program.… more
- Axis (New York, NY)
- …is available upon request for candidates taking part in the selection process. ** Senior Insurance Compliance Analyst** Job Family Grouping: Product Development & ... & Support **How does this role contribute to our collective success?** The Senior Insurance Compliance Analyst will have responsibility for identifying and… more
- Ankura (New York, NY)
- …the complexities of the regulatory environment and judicial process, from case assessment through expert testimony, as well as compliance verification services ... Directors and Senior Directors provide expertise on matters including an assessment of an audit firm's system of quality control, internal control reviews,… more
- Capital One (New York, NY)
- …and software engineers + Define, structure and plan work independently + Perform independent risk assessment of our cloud environment focusing on architecture, ... of mitigating controls associated with emerging technologies + Draft and publish independent reports for risk owners, senior management, and other stakeholders… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist for Consumer Bank will provide a comprehensive and ... based on overall strategy and industry best practices. This Senior Group Risk Specialist will need to have strong...and/or area of discipline to deliver objective guidance and independent challenge on initiatives. + Knowledge of risk management… more