- Guardian Life (New York, NY)
- …are met or exceeded. **Risk & Compliance ** + Ensure IAM controls meet internal audit , SOX, NYDFS, MAR and regulatory requirements. + Collaborate with IT ... Risk, Internal Audit , and Compliance to maintain a strong control environment. + Lead IAM-related incident response and remediation efforts as needed.… more
- Bloomberg (New York, NY)
- …+ 7+ years of experience working in the field of Risk Assurance, Risk Management, Internal Audit or other Compliance -related experience + An understanding of ... Vendor Risk Manager - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044601 **Description & Requirements** The energy of a… more
- Capital One (New York, NY)
- …programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital... & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused… more
- NFTA (Buffalo, NY)
- INTERNAL AUDITOR Title Description: INTERNAL AUDIT Date Posted: 4/10/2025 Deadline: Until Filled Job Number: 061-25-N Branch: Salary: $56,077 - $84,116 Union ... is performed with considerable independence under the general direction of the Internal Audit Director. ESSENTIAL FUNCTIONS: The list of essential functions,… more
- ManpowerGroup (New York, NY)
- …average length is 3 mths. Project Rate W2 $75- $95 Hr **Description:** The Internal Audit Manager will be responsible for identifying risks and monitoring ... compliance audits. 1. Preparation of draft reports that summarize the work of internal audit for presentation to management. 2. Planning and managing audit… more
- TD Bank (New York, NY)
- …is a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair… more
- City of New York (New York, NY)
- …and completeness prior to submission. - Track, manage, and respond to all audit requests across departments. - Collaborate with internal departments to draft ... 200,000 additional people. Under the general supervision of the Director of Compliance , and with latitude for independent initiative and judgment, the Compliance… more
- WM (Albany, NY)
- …functions to ensure comprehensive audit specifications + Plan and conduct internal audits to determine compliance with Federal and State regulations. + ... Review facility operations and records to ensure adequacy of internal controls, compliance with procedures, consistency with...laws, rules and regulations and guidelines applicable to overall compliance for the operation. + Prepare audit … more
- TEKsystems (New York, NY)
- … audit plans and testing controls for large banks + Subject Matter Expertise in Internal Auditing and Leading Audit + Strong in audit documentation, test ... Description: The Sr. Internal Auditor is accountable for overseeing the planning...functional corporate areas. Job Responsibilities: + Contributes to the Audit planning process for specific businesses/ functional units, including… more
- Bloomberg (New York, NY)
- …functions, including Legal and Compliance , Finance, Operational Resilience, and Internal Audit , to provide centralized risk frameworks, processes, tools, ... Computer Science or related discipline + Experience in risk management, audit or compliance related to technology risk or cyber security + Good understanding… more
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