- Mizuho Corporate Bank (New York, NY)
- …Policy and applicable regulatory guidelines such as SR 11-7 - Document third line work in compliance with the Internal Audit Manual. - Evaluate the first and ... About the Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of… more
- American Express (New York, NY)
- …in finance, law, business, or a related field. + 10 years of experience in Compliance , Risk Management, Internal Audit , or a related field within financial ... of CRA methodology across business units. + Partner with Compliance Officers, Risk SMEs, Operational Risk, Audit ,...and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities… more
- City of New York (New York, NY)
- …NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external audit , financial reporting and ... the Budget, Payment Services, Claiming and Revenue Accounting and Audit Functions; ensures that funds are available for the...programmatic fiscal processes to serve as Chief Compliance Officer. The selected candidate for this position will… more
- American Express (New York, NY)
- …CRCM) are a plus. + **Experience:** + Minimum 15 years of experience in compliance , risk management, internal audit , or related functions within financial ... risk appetite and taxonomy. + Support regulatory exams and internal audits relating to the compliance risk assessment program. + Manage a team of Directors… more
- JPMorgan Chase (New York, NY)
- …will be responsible for partnering with the Line of Business (LOB) and global/regional Compliance teams; including Internal Audit , Operational Risk and other ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- M&T Bank (Buffalo, NY)
- …other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. + Research and ... impacting the business unit. + Build a working relationship with Internal Audit , Corporate Operational Risk and Corporate Compliance Portfolio Managers.… more
- Citigroup (Getzville, NY)
- …to improve controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance , Internal Audit and other functions to provide deliverables ... network of contacts within the business, Markets Controls, Operational Risk Management, Compliance , Internal Audit and other + functions. + Build effective… more
- NBC Universal (New York, NY)
- …cadence with key stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal ... reporting is in place + Ensure that the risk, compliance , and control framework meets all internal ...Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, … more
- S&P Global (New York, NY)
- …and internal policies. This role will work closely with Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations, Editorial ... controls. + Work with 2nd/3rd Line departments (eg, Compliance , Internal Control, Internal Audit , etc.) to optimize the partnership between the 3 Lines… more