- M&T Bank (Buffalo, NY)
- …other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (New York, NY)
- …other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- City National Bank (New York, NY)
- …limited to Operational Risk, Business Continuity, IT Risk, Vendor Risk, Corp. Security, Compliance , Internal Audit , etc. Responsible for the ongoing ... issues to senior management and second line risk management functions. * Respond to Internal Audit and Regulators as necessary to help support Commercial Banking… more
- Daybreak Independent Services (Bronx, NY)
- …survey readiness toolkits, scoring sheets, and corrective action plans. + Coordinate annual compliance work plans and internal audit schedules. Risk ... Director of Quality Assurance and Compliance About Daybreak Independent Services, Inc. In 2010,...regulatory surveys. + Oversee the preparation and response to internal and external audits, including corrective action plans. +… more
- City National Bank (New York, NY)
- …including activities at network affiliates. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
- City National Bank (New York, NY)
- …to Fiduciary activities across the organization. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
- Bloomberg (New York, NY)
- …across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise ... recommendations for improvement * Collaborate with business, risk and internal audit teams to ensure internal...markets, instruments, and trading lifecycle * Knowledge of archival, compliance and surveillance processes and systems is a plus… more
- Indeed (New York, NY)
- …to IT audit and software product compliance . + 5+ years of internal audit experience with proven ability to apply data analytics, critical thinking, and ... employment. The Senior IT Auditor will join Indeed's expanding Internal Audit team. You will provide impartial...reporting, payroll, procurement, etc.), documenting results in accordance with audit standards. + Support the SOX Compliance … more
- Citigroup (New York, NY)
- …limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including ... relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit . + Provide expert guidance to the… more
- KeyBank (Amherst, NY)
- …Currently maintains relevant professional and/or industry sponsored certifications in risk management, internal audit , and/or compliance (eg - Certified ... the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead...+ Education/Background: Bachelor's degree. + Minimum 6 years of compliance , risk management, and/or audit experience with… more