- SMBC (New York, NY)
- …Group company documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include ... compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from drafting through publication,… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL SUMMARY Provides oversight, ... administration, and direction for high-risk and high-priority financial research compliance functions. Directs the Office of Research Compliance for clinical… more
- City of New York (New York, NY)
- …to M/WBE utilization plans in tax-incentivized housing developments. - Collaborate with internal and external stakeholders to address any compliance issues and ... Training - Provide training and technical assistance to developers, contractors, and internal teams on M/WBE compliance requirements related to housing… more
- City National Bank (New York, NY)
- …in a data management environment * Minimum 10 years of management experience in compliance , risk management or audit . * Minimum 7 years of financial services ... skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- American Express (New York, NY)
- …ensure the business is building, enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, and regulations in US ... Excellent written and verbal communication skills. + Prior credit card/banking industry, compliance , audit , legal or risk experience. + Bachelor's Degree… more
- Amazon (New York, NY)
- …business. Basic Qualifications - Bachelor's degree or equivalent - 8+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office ... Description Amazon is looking for a Senior Trade Compliance Program Manager (PM) to build import and...the Trade Operations Program team, that works directly with internal teams from legal, logistics, supply chain, quality, engineering,… more
- New York State Civil Service (New York, NY)
- …of the various ESD and JDA board committees on governance matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk. * Represent ESD ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None… more
- Amazon (New York, NY)
- …to trade compliance governance processes. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office ... fun. The Robotics Trade Strategy (RTS) team is seeking a Global Trade Compliance Program Manager who thrives in ambiguity and enjoys tackling large-scale, complex… more
- American Express (New York, NY)
- … compliance and financial integrity through strategic collaboration with internal business partners and external constituents including the investment community ... issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk, and audit teams to...+ Coordinate with compliance , legal, risk, and audit teams to ensure consistent interpretation and application of… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in ...+ Experience data analysis used in either financial services, audit , and/or risk management functions. + Demonstrated quantitative, analytical,… more