- Meta (New York, NY)
- …driving forward large-scale initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and ... You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet... programs. 6. Responsible for responding to exam and audit findings, and overseeing the corrective action of any… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Wellington (New York, NY)
- …outside the private investments businesses, ensuring robust information governance and compliance with internal information barrier protocols + Contribute to ... with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- Oracle (Albany, NY)
- …with regulatory agencies for defined matters. + Respond to security and/or compliance related requests. + Update and maintain internal and externally ... regulations and/or regulatory agencies. **Responsibilities** + Performs evaluation of internal operations, controls, communications, risk assessments and maintenance of… more
- Robert Half (New York, NY)
- …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... JOB REQUISITION New York Legal, Risk and Compliance Intern - 2027 LOCATION NEW YORK CITY...you may work across various industries and engage in internal initiatives, all of which will fuel your curiosity,… more
- SMBC (New York, NY)
- …Group company documents. + Respond to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to include ... compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from drafting through publication,… more
- Mastercard (Harrison, NY)
- …realize their greatest potential._ **Title and Summary** Senior Analyst- Federal Tax Compliance & Planning Senior Analyst, Federal Tax Compliance and Planning ... estimated payments in a timely manner. The Federal Tax Compliance and Planning team also supports the design and...tax treatment. * Stays current with and communicates with internal business partners and colleagues federal tax law changes… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL SUMMARY Provides oversight, ... administration, and direction for high-risk and high-priority financial research compliance functions. Directs the Office of Research Compliance for clinical… more
- MTA (New York, NY)
- …preparation of responses to audits by federal and state agencies as well as internal offices. Assists in audits of compliance with procedures by Contracts Dept. ... Contracts Legislative Initiatives Compliance Specialist Job ID: 13649 Business Unit: MTA...staff including for internal control purposes. Support management in developing and implementing… more
- City National Bank (New York, NY)
- …of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as ... skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more