- TD Bank (New York, NY)
- …documentation of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory ... the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at...requirements. Provide prompt and comprehensive response to all external audit , regulator and compliance requests and findings.… more
- City National Bank (New York, NY)
- …including activities at network affiliates. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
- City National Bank (New York, NY)
- …to Fiduciary activities across the organization. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
- Bloomberg (New York, NY)
- …across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise ... recommendations for improvement * Collaborate with business, risk and internal audit teams to ensure internal...markets, instruments, and trading lifecycle * Knowledge of archival, compliance and surveillance processes and systems is a plus… more
- Indeed (New York, NY)
- …to IT audit and software product compliance . + 5+ years of internal audit experience with proven ability to apply data analytics, critical thinking, and ... employment. The Senior IT Auditor will join Indeed's expanding Internal Audit team. You will provide impartial...reporting, payroll, procurement, etc.), documenting results in accordance with audit standards. + Support the SOX Compliance … more
- Citigroup (New York, NY)
- …limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including ... relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit . + Provide expert guidance to the… more
- KeyBank (Amherst, NY)
- …Currently maintains relevant professional and/or industry sponsored certifications in risk management, internal audit , and/or compliance (eg - Certified ... the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead...+ Education/Background: Bachelor's degree. + Minimum 6 years of compliance , risk management, and/or audit experience with… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements ... + Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings + Maintains appropriate records of action… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements ... and practices continue to meet business needs, comply with internal and external requirements, and align with Human Resources...+ Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
- JPMorgan Chase (New York, NY)
- …Executive Director role leads internal communications for two corporate functions: Internal Audit and Compliance , Conduct & Operational Risk (CCOR). ... and grow in a responsible manner. As a Corporate Internal Communications Executive Director within Corporate Communications you will...within Corporate Communications you will work with the Chief Audit Executive and the Chief Compliance and… more