- KeyBank (Albany, NY)
- …and quarterly certifications to KIS Compliance . *Assist and respond to internal and external audit reviews and information gathering requests. *Actively ... planning oversight, customer complaint research and resolution, periodic reporting, audit responses, sales trend identification, reporting and oversight. Through… more
- Equitable (Syracuse, NY)
- …and implement process improvements, enhance the efficiency and effectiveness of internal controls, and drive organizational change to achieve a streamlined and ... Finance and other departments to ensure sufficient understanding and documentation of their internal control environment and IT dependencies * Serve as a key liaison… more
- Scotiabank (New York, NY)
- …and operational risk events. + Demonstrated experience working with regulators and internal audit , particularly in remediation and oversight contexts. + Skilled ... role will be expected to collaborate across the Global Internal Control team, especially the US Internal ...change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses to… more
- M&T Bank (Hicksville, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... planning, outreach, appointment preparation, interaction/appointment, follow-up) and Risk Management ( audit requirements, fraud prevention, Know Your Customer (KYC) and… more
- SMBC (New York, NY)
- …contribute to thematic reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk. + Maintain up-to-date ... function, with a primary mandate to provide **independent assessment and challenge** of internal credit ratings and evaluate the alignment of the bank's credit risk… more
- City National Bank (New York, NY)
- …industry * Minimum 5 years of experience in risk management, operational risk management, compliance , or audit * Minimum 3 years of control assurance experience ... the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to… more
- City National Bank (New York, NY)
- …industry * Minimum 7 years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of control assessment and ... the risk and control environment arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Exhibit high attention to… more
- M&T Bank (Buffalo, NY)
- …Equipment Leasing, while remaining compliant with Department procedures, Corporate policies, Compliance , Audit and legal requirements. Maintains an in-depth ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- M&T Bank (Buffalo, NY)
- …new methodologies within team. + Create configuration scanning plans that ensure compliance with internal policies and best practices; lead configuration ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators… more
- US Tech Solutions (New York, NY)
- …and maintenance of the overall Global Banking Americas', front office Compliance Risk and Control Assessment Program in accordance with the Group/Regional ... regional or groupcommittees, working groups, operational risk forums and others (eg Internal Control Committees) related to Global Banking Americas RCSA program. +… more