- KeyBank (Amherst, NY)
- …asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with a strong focus on risks ... senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, +… more
- Intercontinental Exchange (ICE) (New York, NY)
- …certification (CIA, CPA, CFE, CISA or CRCM). + 7+ years of experience in internal audit or regulatory auditing. + Excellent communication, organization and time ... and effectively to Stakeholders and Management. + Maintain effective relationships with internal and external stakeholders. + Draft audit reports and conduct… more
- City of New York (New York, NY)
- …who share your drive and commitment to making a difference through technology. The Audit and Compliance College Aide will collaborate with the Audit ... leadership, the College Aide will contribute to shaping the Audit and Compliance program, while supporting the...for NYC agencies. - Assist in creating and maintaining internal cybersecurity compliance policies and procedures and… more
- MUFG (New York, NY)
- …behaviors in the stakeholder's Control Environment + Audit Process + Leading internal reviews to ensure compliance and ensure detection of deficiencies or ... will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the...Governance, or ESG **WORK EXPERIENCE:** * 10 years of Internal or external audit experience in financial… more
- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
- M&T Bank (Buffalo, NY)
- …+ This role provides senior level expertise in the professional practice of internal audit training development and delivery which requires in-depth internal ... to properly assess, support, develop, and deliver effective training to the Internal Audit Division. **Primary Responsibilities:** Effective Internal … more
- M&T Bank (Buffalo, NY)
- …+ This role provides senior level expertise in the professional practice of internal audit methodology and change management which requires in-depth internal ... knowledge to oversee and advance the methodology of the Internal Audit division and ensure Internal...upon their skills and experience. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- Capital One (New York, NY)
- …area of subject-matter focus, building trust and mutual respect. Effectively represent internal audit at management meetings, internal forums, regulatory ... Director, Audit - Global Payment Network **Overview:** Capital One's ...payments networks and take opportunities to present them to internal and stakeholder management. + Direct audits and project… more
- Scotiabank (New York, NY)
- …Markets - New York, NY **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the design ... risk-based auditing standards, practices, techniques, processes, and methodologies to the audit of the internal controls. Ensures all activities conducted… more
- M&T Bank (Buffalo, NY)
- …and propose pragmatic, risk-based solutions. + **Lead validation procedures** for Internal Audit and Regulatory issues requiring subject matter expertise ... including data lineage, metadata management, master data management, and compliance with regulations (eg, BCBS 239, SOX, GDPR). +...and critical thinking. + Specific subject matter expertise regarding internal audit disciplines or in one or… more