• Business Risk Team Lead

    M&T Bank (Buffalo, NY)
    …other projects to address issues identified internally and by Enterprise Risk Management, Compliance , Internal Audit or external regulators. Validate the ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
    M&T Bank (10/02/25)
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  • Investment Management Governance Office Business…

    City National Bank (New York, NY)
    …including activities at network affiliates. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
    City National Bank (10/29/25)
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  • Investment Management Governance Office Senior…

    City National Bank (New York, NY)
    …to Fiduciary activities across the organization. Collaborate closely with colleagues across Risk, Compliance and Internal Audit to strengthen the control ... and support groups to achieve success in supporting remediation of regulatory, internal audit , and self-identified issues. * Analyze, evaluate and periodically… more
    City National Bank (10/25/25)
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  • SWIFT Control Manager - Finance & Administration

    Bloomberg (New York, NY)
    …across the broader risk management agenda including product, risk management, legal and compliance and internal audit * Provide subject matter expertise ... wide controls, and make recommendations for improvement * Collaborate with risk and internal audit teams to ensure internal controls are effectively… more
    Bloomberg (09/11/25)
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  • TD Securities, Employee Relations Director,…

    TD Bank (New York, NY)
    …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements ... Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk, and internal and external counsel....+ Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
    TD Bank (10/09/25)
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  • Wealth Management Solutions. Operational Due…

    JPMorgan Chase (New York, NY)
    …due diligence questionnaires + Working collaboratively with control partners in governance, risk, compliance and internal audit + Representing the firm in ... infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses to… more
    JPMorgan Chase (09/06/25)
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  • Markets E-Trading Risk & Controls (NAM) - SVP

    Citigroup (New York, NY)
    …limits management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including ... relevant) and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit . + Provide expert guidance to the… more
    Citigroup (10/10/25)
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  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …second-line-of- defense testing, other risk or compliance testing functions, and/or internal or external audit ). COMPENSATION AND BENEFITS This position is ... the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead...+ Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management, and/or audit experience with… more
    KeyBank (10/21/25)
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  • Banking Associate (Queensbury, 12804) Full Time

    TD Bank (Queensbury, NY)
    …utilizes and follows compliance /risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides ... and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience...prompt and comprehensive responses to all external audit , regulator and compliance requests and findings.… more
    TD Bank (11/08/25)
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  • Sr. Loan Officer

    TD Bank (New York, NY)
    …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements ... + Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings + Maintains appropriate records of action… more
    TD Bank (10/25/25)
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