- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... Want to Talk to You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible for ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Raymond James Financial, Inc. (NY)
- …or meetings with business partners for the purpose of disseminating relevant compliance -related information. + Conduct and/or participate with investigations . + ... certification to ensure the tactical and strategic success of the firm's PCG Compliance program. Responsibilities include but are not limited to providing advice and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in adhering… more
- Mohawk Valley Health System (New Hartford, NY)
- …CMS audits such as RAC, ADR, CERT. + Conduct or assist in internal compliance investigations and reviews. + Maintain current working knowledge of regulatory ... Compliance Coding Specialist - Hybrid - Full time - Days Department: LEGAL AND COMPLIANCE Job Summary The Internal Auditor - Compliance will oversee the… more
- Rochester Institute of Technology (Rochester, NY)
- **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest process ... university support offices to enhance, update, and coordinate university research compliance resources and practices required by federal agency requirements at NSF,… more
- University of Rochester (Rochester, NY)
- …programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all ... Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. Develops programs and processes… more
- MTA (New York, NY)
- …Compliance program. Additionally, this role supports the Agency and Deputy Chief Compliance Officers on internal investigations , ethics, and compliance ... Compliance Director Job ID: 10801 Business Unit: MTA...York, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: May 8, 2025 Description JOB… more
- Center for Disability Services (Albany, NY)
- Compliance and HIPAA Privacy Officer Administration Albany, New York Salary: USD 85000 - 110000 Annually Apply Description The Center for Disability Services offers ... available elsewhere. We are seeking a skilled and experienced Compliance and HIPAA Privacy Officer . This is an...regulations + Oversees internal and external audits, reviews, and investigations , and works with program divisions, to monitor and… more
- Allied Universal (Albany, NY)
- Advance Your Career in Insurance Claims with Allied Universal(R) Compliance and Investigation Services. Allied Universal(R) Compliance and Investigation ... near you, please visit: www.aus.com/offices. **Job ID:** 2025-1377358 **Location:** United States-New York-Albany **Job Category:** Compliance & Investigations more
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