- NBC Universal (New York, NY)
- …expected to be completed during 2025. This is a Versant role. The Manager, Compliance will play a pivotal role in shaping and implementing the company's ethics and ... compliance program. This is a high-impact role that will...+ Support legal counsel in conducting and tracking internal investigations , audits, and remediation efforts. + Bachelor's degree or… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- YAI (NY)
- …& Responsibilities + Supports the director in assessment and monitoring of compliance and quality of services across the California region, ensuring that agency ... programs are in compliance with all applicable rules, regulations and laws of...action(s). + Oversees the implementation of recommendations generated from investigations . + Performs internal audits of agency programs to… more
- City of New York (New York, NY)
- …in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action ... of four teams: - Tax Incentives - Tax Credits - Inclusionary Housing - Compliance and Enforcement Your Impact: As an Attorney for Housing Incentives' Compliance … more
- Guardian Life (New York, NY)
- …+ Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations , and implement risk mitigation strategies. ... Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we...Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in … more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
- Coinbase (Albany, NY)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations /EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory/ compliance training. + Participate in internal investigations , respond ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more