- CIBC (San Francisco, CA)
- …partnerships to deliver seamless, professional, and timely client service. + Ensure compliance : Implement and maintain effective operational and compliance risk ... advanced certifications such as MBA, CFA, CPA, CFP, or JD . + Wealth management expertise: Bring 10+ years of...aware: Maintain a thorough understanding of operational, regulatory, and compliance requirements. **What you need to succeed** + A… more
- Providence (Irvine, CA)
- …on regulatory changes. + Draft and review legal documents to ensure compliance with applicable regulations and policies. + Guide Providence's Integrity, Audit, and ... Compliance Services Department in investigations and policy development. **What...policy development. **What You'll Bring:** + **Educational Requirement:** A JD degree from an accredited law school or equivalent.… more
- Amazon (San Diego, CA)
- …* Create business requirement documents for product teams to ensure policy compliance * Foster collaborative relationships across Ad Trust Policy, Sales, Legal, PR, ... policy effectiveness using various signals and handle escalated policy compliance questions. They develop expertise in locale-specific requirements and consider… more
- City National Bank (Los Angeles, CA)
- …training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement Income Security Act ... counsel and cross-functional teams, including finance, tax, accounting, and compliance /risk to manage transactional matters and initiatives and develop policies… more
- Stanford University (Stanford, CA)
- …Manager, Life Sciences **Dean of Research, Redwood City, California, United States** Compliance Legal Post Date Jul 09, 2025 Requisition # 106588 **SCHOOL/UNIT ... of contracts, as well as an understanding of risk mitigation and compliance in contracting processes. This position requires a strong foundation in negotiation,… more
- BlackRock (San Francisco, CA)
- …will also work closely with other teams within BlackRock's Legal & Compliance department. **Responsibilities:** + Provide legal advice and counsel on matters related ... other regulatory documents and shareholder communications. + Collaborate with the compliance function, including the enhancement of internal policies and procedures… more
- Intuit (Mountain View, CA)
- …scope, providing end to end commercial legal support including regulatory product compliance , collaborating on marketing collateral and go to market partnerships and ... and productivity to accelerate getting work done._ **What you'll bring** + Must have a JD degree from an ABA accredited law school or meet the requirements for legal… more
- Umpqua Bank (Walnut Creek, CA)
- …and investment staff. + Monitors and coordinates activities to ensure all compliance and audit requirements are implemented and met. + Supervise and implement ... efforts to promote office efficiencies and innovation. + Demonstrates compliance with all bank regulations for assigned job function and applies to designated job… more
- Grant Thornton (Los Angeles, CA)
- …years of progressive tax compliance and/or tax consulting + Active CPA license, JD with active law license in good standing, or Certified Member of the Institute ... deliver a full range of tax planning, consulting, and compliance services for your multiple clients - all with...wide variety of industries; provide tax planning, consulting, and compliance expertise to clients; and manage budget + Manage,… more
- Edwards Lifesciences (Los Angeles, CA)
- …team. Ensure correct application of US GAAP and accuracy, quality, and compliance of the Company's financial reporting. Partner with the business development team ... representatives to provide guidance on various areas of accounting as well as compliance with the Company's Global Policies. This role will allow you the bandwidth… more