- TD Bank (New York, NY)
- …to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New York Bar Admission preferred + 6-8 years of ... who can provide you more specific details for this role. **Job Description:** The Global Markets Documentation Team is an integral part of TD Securities. The group… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. ** Global Financial Solutions:** MUFG's Global Financials Solutions ("GFS") is a structuring ... value-added solutions to MUFG's clients. **Job Summary:** As an Analyst in the Global Financial Solutions team, you will support the structuring and execution of… more
- Cushman & Wakefield (New York, NY)
- … Counsel **Job Description Summary** We are seeking an experienced and dynamic Global Ethics & Compliance Counsel who will provide advice to employees ... assessment process. **Job Description** **Key Responsibilities** + Assist with developing the Global Ethics & Compliance Program priorities. + Provide legal… more
- TD Bank (New York, NY)
- …relevant work experience in the industry** + **University degree, Law degree ( JD or LLB) preferred ** + **Relevant professional designations and/or certifications ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory ... compliance across TDS in accordance with the Global Compliance Operating Framework. The team is...+ Manages regulatory reviews including inquiries, audits, and exams ** Preferred Qualifications:** + JD or MBA degree… more
- TD Bank (New York, NY)
- …standards. We are seeking a highly motivated compliance professional to join our global Compliance Strategy and Operations team. In this role you will be ... role in creating a well-documented scalable, sustainable, and repeatable global compliance framework. You will oversee and...or equivalent work experience + 7+ years of experience ** Preferred Skills:** + Minimum 7+ years of experience in… more
- TD Bank (New York, NY)
- …placements. + Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** ** Preferred Qualifications:** We are looking for a Vice President,...We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …Preferred Qualifications:** + Experience with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more