- Institute of Electrical and Electronics Engineers (New York, NY)
- …Compliance . Our team is responsible for the creation, implementation and execution of global compliance programs and policies. We provide IEEE with legal and ... . Work with in-house and outside counsel to evaluate global trade and export controls compliance issues...., CCEP, CRCM, LPEC or other legal, ethics and compliance certification completed or in process preferred … more
- TD Bank (New York, NY)
- …+ Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + JD desirable but not required. + 7 years of ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is... and covers the TDS US businesses and certain global businesses, working with regional testing teams across the… more
- TD Bank (New York, NY)
- …and debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …skills. + Regulatory compliance experience at a broker dealer and or swap dealer preferred . BA/BS required. JD Preferred . Series 7, 24, 79 a plus. SMBC's ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department… more
- TD Bank (New York, NY)
- …+ Bachelors degree or progressive work experience + 7-10 years related experience ** Preferred Qualifications:** + JD desirable but not required. + 7-10 years ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** ** Preferred Qualifications:** This Senior Compliance Officer is a key member of ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $130,000 USD TD is...Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams across the… more
- TD Bank (New York, NY)
- …+ Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + JD desirable but not required. + 5-7 years of ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- New York State Civil Service (Albany, NY)
- …of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23 ... New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for… more
- New York State Civil Service (New York, NY)
- …Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade ... New York through responsible innovation; and preserving the stability of the global financial system.The Department of Financial Services is seeking candidates for… more
- Ford Motor Company (Albany, NY)
- …on a wide range of cutting-edge privacy, AI and data protection matters, ensuring compliance with global laws and regulations. + Attend client meetings to spot ... create and implement effective risk mitigation approaches. + Lead compliance efforts in collaboration with a global ...and other requirements as needed. **You'll have ** + JD degree, and active member of a US state… more