- TD Bank (New York, NY)
- …activities as required + Delivers relevant subject matter expertise and Compliance advice to business management + Conducts meaningful analysis at the functional ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Credit Opportunity Act, and UDAAP) + CRCM and/ or JD + Experience managing regulatory exams or audits +… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + JD , CRCM or Regulatory consumer compliance commissioning experience + Strong ... activities as required + Delivers relevant subject matter expertise and Compliance advice to business management + Conducts meaningful analysis at the functional… more
- TD Bank (New York, NY)
- …and templates as required . + Assist with the development of the Compliance Oversight program. + Evaluate and support first line testing efforts through execution ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...with a registered US broker dealer or regulator. + JD desirable but not required + Knowledge… more
- TD Bank (New York, NY)
- …more years of experience with a registered US broker dealer or regulator. + JD desirable but not required . + Knowledge of operations, finance, regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...an exhaustive list of all responsibilities, duties and skills required . The listed or specified responsibilities & duties are… more
- American Express (New York, NY)
- …impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across ... part of a team that executes a variety of 1Line Of Defense compliance activities including: **Advisory:** + Providing business-specific Compliance expertise to… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... details for this role. **Job Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York City. The ideal candidate must… more
- New York State Civil Service (New York, NY)
- …* ESD requires a minimum of 50% in office presence. Minimum Qualifications Education Level required : JD or LLB from accredited law school; admission to New York ... No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS...State Bar. Relevant experience required : Minimum of 8 years of legal experience, with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair ... Description:** We are looking for a Director, US Markets Compliance Advisory to join our team in New York...sharing best practices and insights with colleagues globally; + JD a plus **Education & Experience:** + Bachelors degree… more
- Cushman & Wakefield (New York, NY)
- …and credibility with stakeholders, influencing and supporting a culture of integrity. ** Required Experience & Qualifications** **Education** + JD or equivalent ... **Job Title** Director, Ethics & Compliance Counsel **Job Description Summary** We are seeking...are seeking an experienced and dynamic Global Ethics & Compliance Counsel who will provide advice to employees on… more
- TD Bank (New York, NY)
- …Bachelors degree or progressive work experience + 5-7 Years of related experience + JD desirable but not required + Knowledge of operations, finance, regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is...for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS… more
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